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ARK Innovation ETF

593 hedge funds and large institutions have $2.98B invested in ARK Innovation ETF in 2023 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 172 increasing their positions, 228 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.96% more ownership

Funds ownership: 39.68%42.64% (+3%)

7% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 59

1% less funds holding

Funds holding: 597593 (-4)

6% less capital invested

Capital invested by funds: $3.16B → $2.98B (-$186M)

25% less repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 228

35% less call options, than puts

Call options by funds: $791M | Put options by funds: $1.22B

50% less funds holding in top 10

Funds holding in top 10: 147 (-7)

Holders
593
Holders Change
-4
Holders Change %
-0.67%
% of All Funds
9.41%
Holding in Top 10
7
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
63
Increased
172
Reduced
228
Closed
59
Calls
$791M
Puts
$1.22B
Net Calls
-$432M
Net Calls Change
-$91.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$388M +$253M +5,731,377 +141%
Morgan Stanley
2
Morgan Stanley
New York
$378M +$20.3M +460,104 +5%
Jane Street
3
Jane Street
New York
$170M +$80.2M +1,819,324 +73%
LPL Financial
4
LPL Financial
California
$144M +$3.92M +89,000 +3%
Citigroup
5
Citigroup
New York
$128M +$12.3M +278,088 +9%
GBWM
6
Granite Bay Wealth Management
New Hampshire
$110M +$108M +2,448,526 +4,893%
BNP Paribas Financial Markets
7
BNP Paribas Financial Markets
France
$103M +$93.9M +2,130,779 +460%
Bank of America
8
Bank of America
North Carolina
$102M -$73.1M -1,657,646 -39%
Goldman Sachs
9
Goldman Sachs
New York
$96.4M -$29.5M -669,088 -22%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$82.8M -$80.3M -1,820,900 -47%
BTI
11
Blue Trust Inc
Georgia
$71.8M +$1.53M +34,754 +2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$70.3M -$4.51M -102,216 -5%
Osaic Holdings
13
Osaic Holdings
Arizona
$53.9M +$5.2M +118,064 +10%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$49.9M -$5.22M -118,430 -9%
UBS Group
15
UBS Group
Switzerland
$49.1M -$27.2M -618,056 -33%
Citadel Advisors
16
Citadel Advisors
Florida
$37M +$12.6M +285,941 +44%
RJA
17
Raymond James & Associates
Florida
$35.7M -$574K -13,031 -1%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$34.5M +$6.29M +142,689 +20%
HighTower Advisors
19
HighTower Advisors
Illinois
$30.2M -$3.19M -72,391 -9%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$25.6M -$575K -13,033 -2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$24.3M -$696K -15,777 -3%
Group One Trading
22
Group One Trading
Illinois
$24.1M -$3.25M -73,793 -11%
Mariner
23
Mariner
Kansas
$24.1M +$2.19M +49,662 +9%
CAM
24
Cresset Asset Management
Illinois
$21.2M -$427K -9,678 -2%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$20.4M -$6.26M -141,893 -22%

ARKK Hedge Fund Activity: Q3 2023 in Review

593 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q3 2023, worth a combined $2.98B — down 5.9% from $3.16B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new ARKK positions and 59 closed out — a net gain of 4 holders — while 172 added to existing stakes and 228 trimmed.

The largest buyer was Wells Fargo, adding an estimated $253M. The largest seller was Two Sigma Investments, cutting an estimated $90.4M.

  • 593 institutional investors held ARK Innovation ETF (ARKK) as of Q3 2023, down from 597 in Q2 2023.
  • Funds reported $2.98B of ARK Innovation ETF stock for Q3 2023, down 5.9% quarter-over-quarter.
  • 63 funds opened new ARK Innovation ETF positions in Q3 2023 and 59 closed out, a net change of +4 holders.
  • The largest ARK Innovation ETF buyer in Q3 2023 was Wells Fargo, an estimated $253M added.
  • The largest ARK Innovation ETF seller in Q3 2023 was Two Sigma Investments, an estimated $90.4M sold.

Based on aggregated 13F filings for Q3 2023.