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ARK Innovation ETF

845 hedge funds and large institutions have $6.73B invested in ARK Innovation ETF in 2021 Q4 according to their latest regulatory filings, with 190 funds opening new positions, 242 increasing their positions, 318 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

51% more first-time investments, than exits

New positions opened: 190 | Existing positions closed: 126

6% more funds holding

Funds holding: 798845 (+47)

0.84% more ownership

Funds ownership: 40.64%41.48% (+0.84%)

15% less capital invested

Capital invested by funds: $7.92B → $6.73B (-$1.19B)

21% less funds holding in top 10

Funds holding in top 10: 5745 (-12)

24% less repeat investments, than reductions

Existing positions increased: 242 | Existing positions reduced: 318

37% less call options, than puts

Call options by funds: $2.2B | Put options by funds: $3.47B

Holders
845
Holders Change
+47
Holders Change %
+5.89%
% of All Funds
13%
Holding in Top 10
45
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-21.05%
% of All Funds
0.69%
New
190
Increased
242
Reduced
318
Closed
126
Calls
$2.2B
Puts
$3.47B
Net Calls
-$1.27B
Net Calls Change
+$1.58B
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.04B -$102M -934,120 -8%
Bank of America
2
Bank of America
North Carolina
$416M -$116M -1,062,871 -19%
Goldman Sachs
3
Goldman Sachs
New York
$396M -$63.4M -580,515 -12%
LPL Financial
4
LPL Financial
California
$347M -$30.1M -275,701 -7%
Wells Fargo
5
Wells Fargo
California
$335M +$84.1M +770,538 +28%
JP Morgan Chase
6
JP Morgan Chase
New York
$182M +$58.4M +534,698 +38%
State of Wisconsin Investment Board
7
State of Wisconsin Investment Board
Wisconsin
$141M +$103M +942,001 +172%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$140M -$18M -165,098 -10%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$134M -$27.7M -253,491 -15%
UBS Group
10
UBS Group
Switzerland
$130M +$18.4M +168,512 +14%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$130M -$9.5M -87,016 -6%
RJA
12
Raymond James & Associates
Florida
$129M -$4.39M -40,214 -3%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$124M -$20.6M -188,564 -13%
HighTower Advisors
14
HighTower Advisors
Illinois
$107M -$11M -100,743 -8%
PAG
15
Private Advisor Group
New Jersey
$106M -$69.8M -639,401 -36%
Osaic Holdings
16
Osaic Holdings
Arizona
$97M -$786K -7,204 -0.7%
CAM
17
Cresset Asset Management
Illinois
$91.3M +$49.5M +453,349 +89%
MFG
18
Merit Financial Group
Georgia
$83.8M -$3.44M -31,553 -3%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$83.1M -$7.72M -70,693 -7%
National Bank of Canada
20
National Bank of Canada
Quebec, Canada
$79.6M +$91.8M +841,283 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$70.3M -$22.7M -207,645 -22%
Citigroup
22
Citigroup
New York
$58.1M -$24.1M -220,600 -26%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$54.4M -$8.14M -74,527 -11%
APA
24
American Portfolios Advisors
New York
$53M -$583K -5,344 -0.9%
Barclays
25
Barclays
United Kingdom
$52.8M -$9.3M -85,162 -13%

ARKK Hedge Fund Activity: Q4 2021 in Review

845 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q4 2021, worth a combined $6.73B — down 15% from $7.92B a quarter earlier.

Buyers outnumbered sellers: 190 funds opened new ARKK positions and 126 closed out — a net gain of 64 holders — while 242 added to existing stakes and 318 trimmed.

The largest buyer was State of Wisconsin Investment Board, adding an estimated $103M. The largest seller was Bank of America, cutting an estimated $116M.

  • 845 institutional investors held ARK Innovation ETF (ARKK) as of Q4 2021, up from 798 in Q3 2021.
  • Funds reported $6.73B of ARK Innovation ETF stock for Q4 2021, down 15% quarter-over-quarter.
  • 190 funds opened new ARK Innovation ETF positions in Q4 2021 and 126 closed out, a net change of +64 holders.
  • The largest ARK Innovation ETF buyer in Q4 2021 was State of Wisconsin Investment Board, an estimated $103M added.
  • The largest ARK Innovation ETF seller in Q4 2021 was Bank of America, an estimated $116M sold.

Based on aggregated 13F filings for Q4 2021.