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ARK Innovation ETF

175 hedge funds and large institutions have $625M invested in ARK Innovation ETF in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 67 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 46

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

11% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 18

0.73% more ownership

Funds ownership: 38.66%39.38% (+0.73%)

0% more funds holding

Funds holding: 175175 (0)

7% less capital invested

Capital invested by funds: $669M → $625M (-$43.8M)

88% less call options, than puts

Call options by funds: $205K | Put options by funds: $1.65M

Holders
175
Holders Change
Holders Change %
0%
% of All Funds
3.84%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.22%
New
20
Increased
67
Reduced
46
Closed
18
Calls
$205K
Puts
$1.65M
Net Calls
-$1.44M
Net Calls Change
-$1.68M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$160M -$3.99M -86,975 -2%
RJA
2
Raymond James & Associates
Florida
$65.4M -$4.56M -99,405 -6%
LPL Financial
3
LPL Financial
California
$49.9M -$2.21M -48,121 -4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$20.7M -$97.8K -2,133 -0.4%
HighTower Advisors
5
HighTower Advisors
Illinois
$18M +$1.47M +32,027 +8%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$17.1M +$417K +9,087 +2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$15.6M +$3.47M +75,728 +26%
MIAN
8
Mariner Independent Advisor Network
Kansas
$12.4M +$273K +5,946 +2%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$12.2M +$2.09M +45,569 +19%
CAN
10
Claraphi Advisory Network
United States
$11.9M -$3.48M -75,903 -21%
SCA
11
Snowden Capital Advisors
New York
$11.6M -$339K -7,396 -3%
CWG
12
Cornerstone Wealth Group
North Carolina
$10.9M -$2.49M -54,313 -18%
PP
13
PagnatoKarp Partners
Virginia
$9.8M +$9.47M +206,435 +937%
CFA
14
Carroll Financial Associates
North Carolina
$9.71M -$852K -18,585 -8%
APA
15
American Portfolios Advisors
New York
$9.54M +$417K +9,096 +4%
LFA
16
Legend Financial Advisors
Pennsylvania
$8.37M +$1.24M +27,114 +16%
Kayne Anderson Rudnick Investment Management
17
Kayne Anderson Rudnick Investment Management
California
$8.02M +$2.83M +61,620 +49%
TW
18
TrinityPoint Wealth
Connecticut
$7.98M +$8.05M +175,501 New
PWM
19
PRW Wealth Management
Massachusetts
$6.05M +$532K +11,599 +9%
PAG
20
Private Advisor Group
New Jersey
$5.71M +$545K +11,884 +10%
HGWM
21
Harvest Group Wealth Management
Massachusetts
$5.49M +$162K +3,533 +3%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$5.46M +$783K +17,062 +14%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$5.34M
ET
24
Equitable Trust
Tennessee
$5.07M +$5.42M +118,195 New
RFWA
25
RPg Family Wealth Advisory
Massachusetts
$4.76M -$229K -4,989 -4%

ARKK Hedge Fund Activity: Q3 2019 in Review

175 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q3 2019, worth a combined $625M — down 6.5% from $669M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ARKK positions and 18 closed out — a net gain of 2 holders — while 67 added to existing stakes and 46 trimmed.

The largest buyer was PagnatoKarp Partners, adding an estimated $9.47M. The largest seller was Raymond James & Associates, cutting an estimated $4.56M.

  • 175 institutional investors held ARK Innovation ETF (ARKK) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $625M of ARK Innovation ETF stock for Q3 2019, down 6.5% quarter-over-quarter.
  • 20 funds opened new ARK Innovation ETF positions in Q3 2019 and 18 closed out, a net change of +2 holders.
  • The largest ARK Innovation ETF buyer in Q3 2019 was PagnatoKarp Partners, an estimated $9.47M added.
  • The largest ARK Innovation ETF seller in Q3 2019 was Raymond James & Associates, an estimated $4.56M sold.

Based on aggregated 13F filings for Q3 2019.