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ARK Innovation ETF

413 hedge funds and large institutions have $3.54B invested in ARK Innovation ETF in 2020 Q3 according to their latest regulatory filings, with 130 funds opening new positions, 196 increasing their positions, 63 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 130 | Existing positions closed: 26

211% more repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 63

60% more capital invested

Capital invested by funds: $2.22B → $3.54B (+$1.32B)

56% more funds holding in top 10

Funds holding in top 10: 2742 (+15)

32% more funds holding

Funds holding: 313413 (+100)

6.66% less ownership

Funds ownership: 46.54%39.88% (-6.7%)

41% less call options, than puts

Call options by funds: $69.2M | Put options by funds: $117M

Holders
413
Holders Change
+100
Holders Change %
+31.95%
% of All Funds
8.33%
Holding in Top 10
42
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+55.56%
% of All Funds
0.85%
New
130
Increased
196
Reduced
63
Closed
26
Calls
$69.2M
Puts
$117M
Net Calls
-$48.2M
Net Calls Change
-$37M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$793M +$130M +1,518,172 +21%
LPL Financial
2
LPL Financial
California
$217M +$36.4M +424,904 +22%
Bank of America
3
Bank of America
North Carolina
$193M +$44.7M +522,501 +33%
RJA
4
Raymond James & Associates
Florida
$144M -$20.4M -238,745 -13%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$122M +$37M +431,838 +48%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$115M +$12.6M +147,143 +13%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$111M +$25.1M +292,862 +32%
HighTower Advisors
8
HighTower Advisors
Illinois
$97.6M +$27.6M +321,946 +44%
MFG
9
Merit Financial Group
Georgia
$89.1M -$68M -794,376 -45%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$76.3M +$27M +314,951 +61%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$70.2M +$14.3M +167,101 +28%
CAM
12
Cresset Asset Management
Illinois
$69.8M +$1.46M +17,085 +2%
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$57.7M +$17.5M +204,609 +48%
Osaic Holdings
14
Osaic Holdings
Arizona
$54.1M +$23.7M +277,026 +87%
APA
15
American Portfolios Advisors
New York
$43.4M -$744K -8,697 -2%
Kayne Anderson Rudnick Investment Management
16
Kayne Anderson Rudnick Investment Management
California
$39.1M +$8.18M +95,592 +29%
CAN
17
Claraphi Advisory Network
United States
$38.6M +$701K +8,194 +2%
CFA
18
Carroll Financial Associates
North Carolina
$29M -$1.77M -20,686 -6%
PAG
19
Private Advisor Group
New Jersey
$29M +$5.54M +64,732 +24%
MIAN
20
Mariner Independent Advisor Network
Kansas
$28.8M +$3.15M +36,794 +13%
Qube Research & Technologies (QRT)
21
Qube Research & Technologies (QRT)
United Kingdom
$25.6M +$20.3M +237,203 +571%
Group One Trading
22
Group One Trading
Illinois
$24.8M +$15M +174,763 +185%
ET
23
Equitable Trust
Tennessee
$22.9M -$1.33M -15,512 -6%
BIAS
24
Beacon Investment Advisory Services
New Jersey
$22.8M +$11.3M +131,726 +114%
MCWS
25
McKinley Carter Wealth Services
West Virginia
$22.7M +$269K +3,144 +1%