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ARK Innovation ETF

656 hedge funds and large institutions have $6.18B invested in ARK Innovation ETF in 2020 Q4 according to their latest regulatory filings, with 275 funds opening new positions, 265 increasing their positions, 72 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,210% more first-time investments, than exits

New positions opened: 275 | Existing positions closed: 21

268% more repeat investments, than reductions

Existing positions increased: 265 | Existing positions reduced: 72

76% more funds holding in top 10

Funds holding in top 10: 4274 (+32)

75% more capital invested

Capital invested by funds: $3.54B → $6.18B (+$2.64B)

59% more funds holding

Funds holding: 413656 (+243)

4.97% less ownership

Funds ownership: 39.88%34.9% (-5%)

63% less call options, than puts

Call options by funds: $424M | Put options by funds: $1.13B

Holders
656
Holders Change
+243
Holders Change %
+58.84%
% of All Funds
11.61%
Holding in Top 10
74
Holding in Top 10 Change
+32
Holding in Top 10 Change %
+76.19%
% of All Funds
1.31%
New
275
Increased
265
Reduced
72
Closed
21
Calls
$424M
Puts
$1.13B
Net Calls
-$711M
Net Calls Change
-$663M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.18B +$94.7M +873,411 +10%
Bank of America
2
Bank of America
North Carolina
$433M +$150M +1,384,792 +66%
LPL Financial
3
LPL Financial
California
$364M +$61.1M +563,382 +24%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$203M +$33.4M +308,237 +23%
RJA
5
Raymond James & Associates
Florida
$200M +$4.38M +40,375 +3%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$180M +$26M +239,517 +20%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$177M +$19.1M +176,614 +14%
HighTower Advisors
8
HighTower Advisors
Illinois
$149M +$14.8M +136,255 +13%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$129M +$29.7M +274,135 +36%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$111M +$7.13M +65,794 +8%
Osaic Holdings
11
Osaic Holdings
Arizona
$98.2M +$21M +193,291 +32%
MFG
12
Merit Financial Group
Georgia
$98.1M -$19.5M -179,948 -19%
Fifth Third Bancorp
13
Fifth Third Bancorp
Ohio
$97.3M +$16.8M +154,714 +25%
Jane Street
14
Jane Street
New York
$96.2M +$69M +636,974 +470%
CAM
15
Cresset Asset Management
Illinois
$94.4M -$69.1K -637 -0.1%
PAG
16
Private Advisor Group
New Jersey
$88.4M +$41.3M +380,748 +116%
Kayne Anderson Rudnick Investment Management
17
Kayne Anderson Rudnick Investment Management
California
$57.6M +$4.07M +37,535 +9%
APA
18
American Portfolios Advisors
New York
$57M -$1.52M -14,062 -3%
MIAN
19
Mariner Independent Advisor Network
Kansas
$54.6M +$13.6M +125,292 +40%
CAN
20
Claraphi Advisory Network
United States
$53.4M +$1.02M +9,443 +2%
PCG
21
Park Capital Group
California
$44.7M +$38.9M +359,226 New
KAS
22
Kestra Advisory Services
Texas
$43.7M +$19.7M +181,856 +112%
CFA
23
Carroll Financial Associates
North Carolina
$37M -$1.95M -17,986 -6%
Truist Financial
24
Truist Financial
North Carolina
$35.8M +$7.32M +67,527 +31%
SFWC
25
Strategic Family Wealth Counselors
New Jersey
$34.9M +$4.38M +40,372 +17%

ARKK Hedge Fund Activity: Q4 2020 in Review

656 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q4 2020, worth a combined $6.18B — up 75% from $3.54B a quarter earlier.

Buyers outnumbered sellers: 275 funds opened new ARKK positions and 21 closed out — a net gain of 254 holders — while 265 added to existing stakes and 72 trimmed.

The largest buyer was Bank of America, adding an estimated $150M. The largest seller was Group One Trading, exiting entirely with an estimated $29.2M sold.

  • 656 institutional investors held ARK Innovation ETF (ARKK) as of Q4 2020, up from 413 in Q3 2020.
  • Funds reported $6.18B of ARK Innovation ETF stock for Q4 2020, up 75% quarter-over-quarter.
  • 275 funds opened new ARK Innovation ETF positions in Q4 2020 and 21 closed out, a net change of +254 holders.
  • The largest ARK Innovation ETF buyer in Q4 2020 was Bank of America, an estimated $150M added.
  • The largest ARK Innovation ETF seller in Q4 2020 was Group One Trading, an estimated $29.2M sold.

Based on aggregated 13F filings for Q4 2020.