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ARK Innovation ETF

798 hedge funds and large institutions have $7.92B invested in ARK Innovation ETF in 2021 Q3 according to their latest regulatory filings, with 65 funds opening new positions, 340 increasing their positions, 264 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 340 | Existing positions reduced: 264

7.34% more ownership

Funds ownership: 33.3%40.64% (+7.3%)

4% less funds holding

Funds holding: 833798 (-35)

7% less capital invested

Capital invested by funds: $8.49B → $7.92B (-$566M)

12% less funds holding in top 10

Funds holding in top 10: 6557 (-8)

26% less first-time investments, than exits

New positions opened: 65 | Existing positions closed: 88

56% less call options, than puts

Call options by funds: $2.25B | Put options by funds: $5.1B

Holders
798
Holders Change
-35
Holders Change %
-4.2%
% of All Funds
13.97%
Holding in Top 10
57
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-12.31%
% of All Funds
1%
New
65
Increased
340
Reduced
264
Closed
88
Calls
$2.25B
Puts
$5.1B
Net Calls
-$2.85B
Net Calls Change
-$212M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.32B +$128M +1,065,725 +10%
Bank of America
2
Bank of America
North Carolina
$604M -$487K -4,047 -0.1%
Goldman Sachs
3
Goldman Sachs
New York
$527M +$233M +1,933,003 +68%
LPL Financial
4
LPL Financial
California
$436M +$22.8M +189,304 +5%
Wells Fargo
5
Wells Fargo
California
$307M +$276M +2,289,286 +473%
PAG
6
Private Advisor Group
New Jersey
$195M +$77.2M +641,109 +57%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$185M +$2.2M +18,311 +1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$182M +$11.5M +95,920 +6%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$165M +$7.71M +64,057 +4%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$161M +$6.34M +52,631 +4%
RJA
11
Raymond James & Associates
Florida
$155M -$3.73M -30,997 -2%
JP Morgan Chase
12
JP Morgan Chase
New York
$154M +$105M +869,839 +167%
HighTower Advisors
13
HighTower Advisors
Illinois
$137M +$12.8M +106,628 +9%
UBS Group
14
UBS Group
Switzerland
$134M +$86.9M +722,160 +148%
Osaic Holdings
15
Osaic Holdings
Arizona
$114M -$7.31M -60,700 -6%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$105M +$47M +390,625 +70%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$105M -$5.44M -45,188 -5%
MFG
18
Merit Financial Group
Georgia
$101M +$4.43M +36,818 +4%
Citigroup
19
Citigroup
New York
$92.3M +$65.1M +540,747 +184%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$71.8M -$5.47M -45,466 -7%
Barclays
21
Barclays
United Kingdom
$71.2M -$11.9M -99,240 -13%
Jane Street
22
Jane Street
New York
$65M +$69M +572,993 +3,857%
APA
23
American Portfolios Advisors
New York
$62.5M +$435K +3,615 +0.6%
State of Wisconsin Investment Board
24
State of Wisconsin Investment Board
Wisconsin
$60.4M +$64M +531,423 +3,555%
CAM
25
Cresset Asset Management
Illinois
$56.5M +$55.7M +462,904 +951%

ARKK Hedge Fund Activity: Q3 2021 in Review

798 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q3 2021, worth a combined $7.92B — down 6.7% from $8.49B a quarter earlier.

Sellers outnumbered buyers: 88 funds closed out of ARKK and 65 opened new positions — a net loss of 23 holders — while 264 trimmed existing stakes and 340 added.

The largest buyer was Wells Fargo, adding an estimated $276M. The largest seller was Sloy Dahl & Holst, cutting an estimated $126M.

  • 798 institutional investors held ARK Innovation ETF (ARKK) as of Q3 2021, down from 833 in Q2 2021.
  • Funds reported $7.92B of ARK Innovation ETF stock for Q3 2021, down 6.7% quarter-over-quarter.
  • 65 funds opened new ARK Innovation ETF positions in Q3 2021 and 88 closed out, a net change of -23 holders.
  • The largest ARK Innovation ETF buyer in Q3 2021 was Wells Fargo, an estimated $276M added.
  • The largest ARK Innovation ETF seller in Q3 2021 was Sloy Dahl & Holst, an estimated $126M sold.

Based on aggregated 13F filings for Q3 2021.