We are live on ! Find out more
ARKK icon

ARK Innovation ETF

120 hedge funds and large institutions have $449M invested in ARK Innovation ETF in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 16 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

256% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 16

41% more capital invested

Capital invested by funds: $317M → $449M (+$131M)

37% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 19

6% more funds holding

Funds holding: 113120 (+7)

2.41% more ownership

Funds ownership: 29.71%32.13% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

57% less call options, than puts

Call options by funds: $1.4M | Put options by funds: $3.25M

Holders
120
Holders Change
+7
Holders Change %
+6.19%
% of All Funds
2.74%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.16%
New
26
Increased
57
Reduced
16
Closed
19
Calls
$1.4M
Puts
$3.25M
Net Calls
-$1.85M
Net Calls Change
-$2.58M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$133M +$29M +615,988 +28%
RJA
2
Raymond James & Associates
Florida
$44.9M +$13.5M +287,064 +43%
LPL Financial
3
LPL Financial
California
$38.9M +$12.4M +262,900 +47%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$28.3M +$5.2M +110,455 +23%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$18.7M +$6.41M +136,233 +53%
CAN
6
Claraphi Advisory Network
United States
$11.2M +$8.78M +186,500 +369%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$11M +$7.18M +152,555 +189%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$10.7M +$3.08M +65,370 +41%
HighTower Advisors
9
HighTower Advisors
Illinois
$10.3M +$5.02M +106,648 +95%
SWM
10
Sanctuary Wealth Management
Idaho
$9.99M +$333K +7,064 +3%
SCA
11
Snowden Capital Advisors
New York
$9.78M +$97.9K +2,080 +1%
AWA
12
Arete Wealth Advisors
Illinois
$7.66M +$859K +18,247 +13%
BA
13
BKS Advisors
Michigan
$7.24M -$113K -2,396 -2%
SPL
14
Smart Portfolios LLC
Washington
$6.23M +$2.45M +52,062 +65%
APA
15
American Portfolios Advisors
New York
$6.22M +$735K +15,604 +13%
SPC
16
Sigma Planning Corp
Michigan
$6.1M +$768K +16,313 +15%
RFWA
17
RPg Family Wealth Advisory
Massachusetts
$5.59M +$17.3K +368 +0.3%
CFA
18
Carroll Financial Associates
North Carolina
$5.26M +$140K +2,968 +3%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$5.2M +$4.35M +92,368 +529%
LPT
20
Legacy Private Trust
Wisconsin
$4.47M +$214K +4,550 +5%
IA
21
IFP Advisors
Florida
$4.14M -$57.1K -1,213 -1%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$4M +$280K +5,952 +8%
PAG
23
Private Advisor Group
New Jersey
$3.94M +$3.03M +64,371 +342%
SI
24
Stephens Inc
Arkansas
$3.87M +$3.85M +81,716 New
BW
25
Bison Wealth
Georgia
$3.73M +$488K +10,369 +15%