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B. Riley Financial’s ARK Innovation ETF ARKK Stock Holding History

B. Riley Financial’s Portfolio ARKK Stock Details ARKK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-17,432
Closed -$819K – 194
2018
Q2 		$819K Buy
+17,432
New +$743K 0.21% 90
2018
Q1 		– Sell
-15,135
Closed -$561K – 294
2017
Q4 		$561K Buy
+15,135
New +$544K 0.15% 153

Other funds holding ARKK

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
CAN
Claraphi Advisory Network Aliso Viejo, United States $251M AUM 9.29% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return
SWM
Sanctuary Wealth Management Pocatello, Idaho $151M AUM 17.94% 1-Year Est. Return

B. Riley Financial's ARKK Position: Q3 2018 in Review

B. Riley Financial sold out of ARK Innovation ETF (ARKK) in Q3 2018, closing a stake of 17,432 shares — an estimated $819K sold.

B. Riley Financial first reported a position in ARKK in Q4 2017 and held it in 2 quarters. The position peaked at $819K in Q2 2018. 120 funds tracked by Wall St. Rank hold ARKK as of Q3 2018.

  • B. Riley Financial reported no remaining ARK Innovation ETF position as of Q3 2018 after selling out during the quarter.
  • B. Riley Financial sold 17,432 ARK Innovation ETF shares in Q3 2018, an estimated $819K.
  • B. Riley Financial first reported a position in ARK Innovation ETF in Q4 2017 and held it in 2 quarters.
  • B. Riley Financial's ARK Innovation ETF position peaked at $819K in Q2 2018.
  • 120 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.