B. Riley Financial’s ARK Innovation ETF ARKK Stock Holding History

B. Riley Financial’s Portfolio ARKK Stock Details ARKK Fund Activity

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Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell
2018 Q2	$819K	Buy
2018 Q1	–	Sell
2017 Q4	$561K	Buy