Penserra Capital Management’s ARK Innovation ETF ARKK Stock Holding History

Penserra Capital Management’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-512	Closed	-$36K	–	937
2020 Q2	$36K	Sell	512 -5,005	-91%	-$293K	﹤0.01%	661
2020 Q1	$321K	Sell	5,517 -7,035	-56%	-$359K	0.02%	388
2019 Q4	$628K	Buy	+12,552	New	+$583K	0.04%	343
2018 Q4	–	Sell	-48,856	Closed	-$2.31M	–	619
2018 Q3	$2.31M	Sell	48,856 -62,959	-56%	-$2.96M	0.14%	112
2018 Q2	$5.03M	Buy	111,815 +71,814	+180%	+$3.06M	0.32%	63
2018 Q1	$1.56M	Sell	40,001 -14,284	-26%	-$585K	0.15%	120
2017 Q4	$2.01M	Buy	+54,285	New	+$1.95M	0.26%	89

Other funds holding ARKK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

MFG

Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Penserra Capital Management's ARKK Position: Q3 2020 in Review

Penserra Capital Management sold out of ARK Innovation ETF (ARKK) in Q3 2020, closing a stake of 512 shares — an estimated $36K sold.

Penserra Capital Management first reported a position in ARKK in Q4 2017 and held it in 7 quarters. The position peaked at $5.03M in Q2 2018. 413 funds tracked by Wall St. Rank hold ARKK as of Q3 2020.

Penserra Capital Management reported no remaining ARK Innovation ETF position as of Q3 2020 after selling out during the quarter.
Penserra Capital Management sold 512 ARK Innovation ETF shares in Q3 2020, an estimated $36K.
Penserra Capital Management first reported a position in ARK Innovation ETF in Q4 2017 and held it in 7 quarters.
Penserra Capital Management's ARK Innovation ETF position peaked at $5.03M in Q2 2018.
413 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2020.

Based on Penserra Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.