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ARK Innovation ETF
ARKK

833 hedge funds and large institutions have $8.49B invested in ARK Innovation ETF in 2021 Q2 according to their latest regulatory filings, with 123 funds opening new positions, 372 increasing their positions, 243 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed

66% more first-time investments, than exits

New positions opened: 123 | Existing positions closed: 74

53% more repeat investments, than reductions

Existing positions increased: 372 | Existing positions reduced: 243

14% more capital invested

Capital invested by funds: $7.46B → $8.49B (+$1.03B)

5% more funds holding

Funds holding: 791 → 833 (+42)

0.97% less ownership

Funds ownership: 34.27% → 33.3% (-0.97%)

8% less funds holding in top 10

Funds holding in top 10: 71 → 65 (-6)

51% less call options, than puts

Call options by funds: $2.5B | Put options by funds: $5.14B

Holders
833
Holders Change
+42
Holders Change %
+5.31%
% of All Funds
14.5%
Holding in Top 10
65
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-8.45%
% of All Funds
1.13%
New
123
Increased
372
Reduced
243
Closed
74
Calls
$2.5B
Puts
$5.14B
Net Calls
-$2.64B
Net Calls Change
+$701M

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
+$159M
2
HF
HRT Financial
New York
+$93.3M
3
Barclays
Barclays
United Kingdom
+$72M
4
Millennium Management
Millennium Management
New York
+$65.6M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$48.6M

Top Sellers

1
FP
Financial Perspectives
Minnesota
-$160M
2
Bank of America
Bank of America
North Carolina
-$128M
3
Jane Street
Jane Street
New York
-$74M
4
CAM
Cresset Asset Management
Illinois
-$68.1M
5
OAC
OMERS Administration Corp
Ontario, Canada
-$34.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.42B +$19.2M +164,351 +2%
Bank of America
2
Bank of America
North Carolina
$715M -$128M -1,101,674 -17%
LPL Financial
3
LPL Financial
California
$491M +$7.23M +61,993 +2%
Goldman Sachs
4
Goldman Sachs
New York
$371M +$159M +1,361,859 +92%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$216M +$16.7M +143,147 +9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$203M -$6.9M -59,220 -4%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$187M +$10.5M +89,885 +7%
RJA
8
Raymond James & Associates
Florida
$187M +$838K +7,189 +0.5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$184M +$16M +137,067 +11%
HighTower Advisors
10
HighTower Advisors
Illinois
$148M +$7.66M +65,681 +6%
PAG
11
Private Advisor Group
New Jersey
$146M +$3.65M +31,272 +3%
Osaic Holdings
12
Osaic Holdings
Arizona
$143M +$2.34M +20,039 +2%
HF
13
HRT Financial
New York
$141M +$93.3M +800,046 +292%
SDH
14
Sloy Dahl & Holst
Washington
$138M +$410K +3,519 +0.3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$130M -$1.15M -9,883 -1%
MFG
16
Merit Financial Group
Georgia
$115M +$3.73M +31,958 +4%
Barclays
17
Barclays
United Kingdom
$97.2M +$72M +618,095 +494%
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$90.9M -$10.9M -93,820 -12%
Millennium Management
19
Millennium Management
New York
$84.6M +$65.6M +562,996 +672%
APA
20
American Portfolios Advisors
New York
$73.5M +$2.58M +22,159 +4%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$73.3M +$48.6M +417,148 +291%
JP Morgan Chase
22
JP Morgan Chase
New York
$68M +$261K +2,242 +0.4%
UBS Group
23
UBS Group
Switzerland
$63.8M +$41.4M +355,261 +269%
Wells Fargo
24
Wells Fargo
California
$63.3M +$15.1M +129,370 +37%
Kayne Anderson Rudnick Investment Management
25
Kayne Anderson Rudnick Investment Management
California
$62.1M -$498K -4,269 -0.9%
1
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ARKK Hedge Fund Activity: Q2 2021 in Review

833 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q2 2021, worth a combined $8.49B — up 14% from $7.46B a quarter earlier.

Buyers outnumbered sellers: 123 funds opened new ARKK positions and 74 closed out — a net gain of 49 holders — while 372 added to existing stakes and 243 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $159M. The largest seller was Financial Perspectives, cutting an estimated $160M.

  • 833 institutional investors held ARK Innovation ETF (ARKK) as of Q2 2021, up from 791 in Q1 2021.
  • Funds reported $8.49B of ARK Innovation ETF stock for Q2 2021, up 14% quarter-over-quarter.
  • 123 funds opened new ARK Innovation ETF positions in Q2 2021 and 74 closed out, a net change of +49 holders.
  • The largest ARK Innovation ETF buyer in Q2 2021 was Goldman Sachs, an estimated $159M added.
  • The largest ARK Innovation ETF seller in Q2 2021 was Financial Perspectives, an estimated $160M sold.

Based on aggregated 13F filings for Q2 2021.