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ARK Innovation ETF

620 hedge funds and large institutions have $3.92B invested in ARK Innovation ETF in 2023 Q1 according to their latest regulatory filings, with 110 funds opening new positions, 185 increasing their positions, 211 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more funds holding in top 10

Funds holding in top 10: 1017 (+7)

61% more capital invested

Capital invested by funds: $2.43B → $3.92B (+$1.49B)

59% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 69

14.81% more ownership

Funds ownership: 36.31%51.12% (+15%)

4% more funds holding

Funds holding: 595620 (+25)

12% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 211

32% less call options, than puts

Call options by funds: $1.08B | Put options by funds: $1.59B

Holders
620
Holders Change
+25
Holders Change %
+4.2%
% of All Funds
9.88%
Holding in Top 10
17
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+70%
% of All Funds
0.27%
New
110
Increased
185
Reduced
211
Closed
69
Calls
$1.08B
Puts
$1.59B
Net Calls
-$512M
Net Calls Change
-$831M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$388M +$6.99M +182,315 +2%
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$325M
Wells Fargo
3
Wells Fargo
California
$305M +$253M +6,606,381 +692%
Jane Street
4
Jane Street
New York
$249M +$177M +4,617,445 +299%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$223M +$154M +4,008,160 +264%
BNP Paribas Financial Markets
6
BNP Paribas Financial Markets
France
$211M +$190M +4,955,948 +1,883%
Citigroup
7
Citigroup
New York
$192M +$146M +3,820,444 +410%
Bank of America
8
Bank of America
North Carolina
$177M -$11.7M -304,465 -6%
Goldman Sachs
9
Goldman Sachs
New York
$154M +$49.4M +1,290,143 +51%
LPL Financial
10
LPL Financial
California
$144M +$655K +17,102 +0.5%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$102M +$71.8M +1,873,200 +282%
UBS Group
12
UBS Group
Switzerland
$95.8M +$37.2M +969,558 +69%
Two Sigma Investments
13
Two Sigma Investments
New York
$90.9M +$74M +1,931,320 +602%
JP Morgan Chase
14
JP Morgan Chase
New York
$68.3M -$15.9M -415,993 -20%
Osaic Holdings
15
Osaic Holdings
Arizona
$52.7M -$3.36M -87,766 -6%
BTI
16
Blue Trust Inc
Georgia
$41.6M +$14.9M +389,819 +41%
RJA
17
Raymond James & Associates
Florida
$38.4M +$3.28M +85,573 +10%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$36.4M -$1.89M -49,268 -5%
HighTower Advisors
19
HighTower Advisors
Illinois
$29.7M +$104K +2,715 +0.4%
BA
20
Bristlecone Advisors
Washington
$28.5M -$1.15K -30 -0%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$24M +$38.7K +1,011 +0.2%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$23.4M -$3.77M -98,417 -15%
HF
23
HRT Financial
New York
$21.2M +$14M +365,297 +227%
CAM
24
Cresset Asset Management
Illinois
$20.9M +$4.1M +106,928 +26%
Barclays
25
Barclays
United Kingdom
$20.7M -$540K -14,084 -3%

ARKK Hedge Fund Activity: Q1 2023 in Review

620 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2023, worth a combined $3.92B — up 61% from $2.43B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new ARKK positions and 69 closed out — a net gain of 41 holders — while 185 added to existing stakes and 211 trimmed.

The largest buyer was Wells Fargo, adding an estimated $253M. The largest seller was Lombard Odier Asset Management (USA), exiting entirely with an estimated $28.7M sold.

  • 620 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2023, up from 595 in Q4 2022.
  • Funds reported $3.92B of ARK Innovation ETF stock for Q1 2023, up 61% quarter-over-quarter.
  • 110 funds opened new ARK Innovation ETF positions in Q1 2023 and 69 closed out, a net change of +41 holders.
  • The largest ARK Innovation ETF buyer in Q1 2023 was Wells Fargo, an estimated $253M added.
  • The largest ARK Innovation ETF seller in Q1 2023 was Lombard Odier Asset Management (USA), an estimated $28.7M sold.

Based on aggregated 13F filings for Q1 2023.