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ARK Innovation ETF

595 hedge funds and large institutions have $2.43B invested in ARK Innovation ETF in 2022 Q4 according to their latest regulatory filings, with 98 funds opening new positions, 128 increasing their positions, 269 reducing their positions, and 105 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more call options, than puts

Call options by funds: $1.29B | Put options by funds: $971M

7% less first-time investments, than exits

New positions opened: 98 | Existing positions closed: 105

4% less funds holding

Funds holding: 618595 (-23)

8.07% less ownership

Funds ownership: 44.38%36.31% (-8.1%)

27% less capital invested

Capital invested by funds: $3.35B → $2.43B (-$921M)

44% less funds holding in top 10

Funds holding in top 10: 1810 (-8)

52% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 269

Holders
595
Holders Change
-23
Holders Change %
-3.72%
% of All Funds
9.56%
Holding in Top 10
10
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-44.44%
% of All Funds
0.16%
New
98
Increased
128
Reduced
269
Closed
105
Calls
$1.29B
Puts
$971M
Net Calls
+$319M
Net Calls Change
+$521M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$295M -$120M -3,361,521 -26%
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$252M +$34.6M +969,400 +14%
AWA
3
Arete Wealth Advisors
Illinois
$226M -$49.9K -1,396 -16%
Bank of America
4
Bank of America
North Carolina
$147M -$670K -18,744 -0.4%
LPL Financial
5
LPL Financial
California
$111M -$3.13M -87,461 -2%
Goldman Sachs
6
Goldman Sachs
New York
$78.9M -$2.31M -64,704 -2%
JP Morgan Chase
7
JP Morgan Chase
New York
$65.9M -$15.8M -440,910 -17%
Jane Street
8
Jane Street
New York
$48.3M +$48.1M +1,346,643 +674%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$47.4M -$139M -3,898,736 -72%
UBS Group
10
UBS Group
Switzerland
$43.9M +$8.02M +224,404 +19%
Osaic Holdings
11
Osaic Holdings
Arizona
$43.5M +$10.8M +303,296 +28%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$37.2M -$1.88M -52,634 -4%
BTI
13
Blue Trust Inc
Georgia
$35.5M +$33.6M +940,790 +243,728%
Wells Fargo
14
Wells Fargo
California
$29.8M -$289M -8,076,422 -89%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$29.7M -$12.5M -350,149 -27%
Citigroup
16
Citigroup
New York
$29.1M -$11.3M -316,396 -25%
Citadel Advisors
17
Citadel Advisors
Florida
$27.3M +$14.1M +394,255 +82%
RJA
18
Raymond James & Associates
Florida
$27.1M -$7.7M -215,347 -20%
Group One Trading
19
Group One Trading
Illinois
$25.7M +$29.5M +824,117 New
LOAMU
20
Lombard Odier Asset Management (USA)
New York
$23.4M +$23.8M +665,659 +789%
HighTower Advisors
21
HighTower Advisors
Illinois
$22.9M -$10.4M -291,498 -28%
BA
22
Bristlecone Advisors
Washington
$22.1M
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$21.2M -$2.07M -57,889 -8%
Two Sigma Advisers
24
Two Sigma Advisers
New York
$20.7M +$21.3M +595,500 +880%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$18.6M -$8.34M -233,312 -28%

ARKK Hedge Fund Activity: Q4 2022 in Review

595 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q4 2022, worth a combined $2.43B — down 27% from $3.35B a quarter earlier.

Sellers outnumbered buyers: 105 funds closed out of ARKK and 98 opened new positions — a net loss of 7 holders — while 269 trimmed existing stakes and 128 added.

The largest buyer was Jane Street, adding an estimated $48.1M. The largest seller was Wells Fargo, cutting an estimated $289M.

  • 595 institutional investors held ARK Innovation ETF (ARKK) as of Q4 2022, down from 618 in Q3 2022.
  • Funds reported $2.43B of ARK Innovation ETF stock for Q4 2022, down 27% quarter-over-quarter.
  • 98 funds opened new ARK Innovation ETF positions in Q4 2022 and 105 closed out, a net change of -7 holders.
  • The largest ARK Innovation ETF buyer in Q4 2022 was Jane Street, an estimated $48.1M added.
  • The largest ARK Innovation ETF seller in Q4 2022 was Wells Fargo, an estimated $289M sold.

Based on aggregated 13F filings for Q4 2022.