Cowen and Company’s ARK Innovation ETF ARKK Stock Holding History

Cowen and Company’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-275,950	Closed	-$12.1M	–	621
2024 Q2	$12.1M	Buy	275,950 +251,918	+1,048%	+$11.3M	0.33%	30
2024 Q1	$1.2M	Sell	24,032 -360,888	-94%	-$17.6M	0.05%	150
2023 Q4	$20.2M	Buy	+384,920	New	+$16.7M	1.32%	21
2022 Q4	–	Sell	-3,483,400	Closed	-$131M	–	677
2022 Q3	$131M	Buy	3,483,400 +933,400	+37%	+$41.6M	12.57%	1
2022 Q2	$102M	Buy	2,550,000 +1,525,000	+149%	+$72.6M	9.82%	1
2022 Q1	$67.9M	Buy	1,025,000 +775,000	+310%	+$54.7M	6.54%	2
2021 Q4	$23.6M	Buy	+250,000	New	+$27.3M	2.14%	11

Other funds holding ARKK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

BTI

Blue Trust Inc Alpharetta, Georgia $9.54B AUM 19.86% 1-Year Est. Return

Cowen and Company's ARKK Position: Q3 2024 in Review

Cowen and Company sold out of ARK Innovation ETF (ARKK) in Q3 2024, closing a stake of 275,950 shares — an estimated $12.1M sold.

Cowen and Company first reported a position in ARKK in Q4 2021 and held it in 7 quarters. The position peaked at $131M in Q3 2022. 540 funds tracked by Wall St. Rank hold ARKK as of Q3 2024.

Cowen and Company reported no remaining ARK Innovation ETF position as of Q3 2024 after selling out during the quarter.
Cowen and Company sold 275,950 ARK Innovation ETF shares in Q3 2024, an estimated $12.1M.
Cowen and Company first reported a position in ARK Innovation ETF in Q4 2021 and held it in 7 quarters.
Cowen and Company's ARK Innovation ETF position peaked at $131M in Q3 2022.
540 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2024.

Based on Cowen and Company's 13F filing for Q3 2024, filed 12 Nov 2024.