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ARK Innovation ETF

670 hedge funds and large institutions have $4.3B invested in ARK Innovation ETF in 2023 Q4 according to their latest regulatory filings, with 140 funds opening new positions, 158 increasing their positions, 245 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

159% more first-time investments, than exits

New positions opened: 140 | Existing positions closed: 54

57% more funds holding in top 10

Funds holding in top 10: 711 (+4)

44% more capital invested

Capital invested by funds: $2.98B → $4.3B (+$1.32B)

13% more funds holding

Funds holding: 593670 (+77)

3.68% more ownership

Funds ownership: 42.64%46.32% (+3.7%)

11% less call options, than puts

Call options by funds: $1.9B | Put options by funds: $2.14B

36% less repeat investments, than reductions

Existing positions increased: 158 | Existing positions reduced: 245

Holders
670
Holders Change
+77
Holders Change %
+12.98%
% of All Funds
9.77%
Holding in Top 10
11
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+57.14%
% of All Funds
0.16%
New
140
Increased
158
Reduced
245
Closed
54
Calls
$1.9B
Puts
$2.14B
Net Calls
-$245M
Net Calls Change
+$186M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$763M +$218M +5,045,133 +53%
Wells Fargo
2
Wells Fargo
California
$369M -$119M -2,751,348 -28%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$204M +$92.2M +2,129,854 +120%
Two Sigma Advisers
4
Two Sigma Advisers
New York
$181M +$59M +1,363,900 +65%
LPL Financial
5
LPL Financial
California
$175M -$12.7M -293,141 -8%
Goldman Sachs
6
Goldman Sachs
New York
$148M +$16.9M +389,224 +16%
Citigroup
7
Citigroup
New York
$146M -$18.7M -431,373 -13%
Jane Street
8
Jane Street
New York
$120M -$87.1M -2,010,940 -47%
Bank of America
9
Bank of America
North Carolina
$116M -$15.5M -359,165 -14%
Two Sigma Investments
10
Two Sigma Investments
New York
$111M +$76.2M +1,760,540 +498%
GBWM
11
Granite Bay Wealth Management
New Hampshire
$102M -$6.08M -140,515 -6%
Wolverine Trading
12
Wolverine Trading
Illinois
$79.2M +$53.1M +1,227,421 +432%
UBS Group
13
UBS Group
Switzerland
$63.5M -$1.05M -24,364 -2%
BTI
14
Blue Trust Inc
Georgia
$62.2M -$2.56M -59,123 -4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$62.1M -$3.17M -73,316 -6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$60.5M +$12.3M +284,088 +33%
Osaic Holdings
17
Osaic Holdings
Arizona
$57.1M -$11.7M -269,330 -20%
RJA
18
Raymond James & Associates
Florida
$49.8M +$2.28M +52,574 +6%
JP Morgan Chase
19
JP Morgan Chase
New York
$49.7M +$22.2M +513,610 +118%
Qube Research & Technologies (QRT)
20
Qube Research & Technologies (QRT)
United Kingdom
$45.9M +$37.9M +875,071 +156,263%
BlackRock
21
BlackRock
New York
$44.6M +$36.9M +851,531 New
HighTower Advisors
22
HighTower Advisors
Illinois
$38.5M -$1.12M -25,958 -3%
Group One Trading
23
Group One Trading
Illinois
$37.7M +$4.87M +112,597 +19%
State of Wisconsin Investment Board
24
State of Wisconsin Investment Board
Wisconsin
$36.9M +$8.32M +192,100 +38%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$31.8M -$195K -4,500 -0.7%

ARKK Hedge Fund Activity: Q4 2023 in Review

670 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q4 2023, worth a combined $4.3B — up 44% from $2.98B a quarter earlier.

Buyers outnumbered sellers: 140 funds opened new ARKK positions and 54 closed out — a net gain of 86 holders — while 158 added to existing stakes and 245 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $218M. The largest seller was Wells Fargo, cutting an estimated $119M.

  • 670 institutional investors held ARK Innovation ETF (ARKK) as of Q4 2023, up from 593 in Q3 2023.
  • Funds reported $4.3B of ARK Innovation ETF stock for Q4 2023, up 44% quarter-over-quarter.
  • 140 funds opened new ARK Innovation ETF positions in Q4 2023 and 54 closed out, a net change of +86 holders.
  • The largest ARK Innovation ETF buyer in Q4 2023 was Morgan Stanley, an estimated $218M added.
  • The largest ARK Innovation ETF seller in Q4 2023 was Wells Fargo, an estimated $119M sold.

Based on aggregated 13F filings for Q4 2023.