First Allied Advisory Services’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

First Allied Advisory Services’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$4.75M	Buy	+247,584	New	+$4.73M	0.16%	143
2020 Q2	–	Sell	-180,558	Closed	-$2.96M	–	1142
2020 Q1	$2.96M	Buy	180,558 +59,576	+49%	+$1.14M	0.13%	166
2019 Q4	$2.43M	Sell	120,982 -50,344	-29%	-$1M	0.08%	272
2019 Q3	$3.39M	Sell	171,326 -54,722	-24%	-$1.07M	0.12%	201
2019 Q2	$4.38M	Sell	226,048 -5,519	-2%	-$106K	0.15%	164
2019 Q1	$4.43M	Buy	231,567 +22,133	+11%	+$414K	0.15%	164
2018 Q4	$3.75M	Sell	209,434 -165,444	-44%	-$3.07M	0.15%	168
2018 Q3	$7.18M	Sell	374,878 -20,006	-5%	-$384K	0.25%	98
2018 Q2	$7.55M	Sell	394,884 -69,912	-15%	-$1.35M	0.28%	75
2018 Q1	$9.07M	Buy	464,796 +10,584	+2%	+$209K	0.35%	54
2017 Q4	$9.09M	Buy	454,212 +116,461	+34%	+$2.34M	0.36%	56
2017 Q3	$6.78M	Buy	337,751 +57,666	+21%	+$1.16M	0.29%	77
2017 Q2	$5.61M	Buy	280,085 +79,254	+39%	+$1.57M	0.25%	104
2017 Q1	$3.92M	Buy	200,831 +18,578	+10%	+$360K	0.2%	118
2016 Q4	$3.46M	Buy	182,253 +24,337	+15%	+$467K	0.17%	141
2016 Q3	$3.09M	Buy	157,916 +40,848	+35%	+$797K	0.16%	149
2016 Q2	$2.23M	Buy	117,068 +38,423	+49%	+$728K	0.12%	186
2016 Q1	$1.47M	Buy	78,645 +26,984	+52%	+$502K	0.08%	259
2015 Q4	$977K	Buy	51,661 +38,194	+284%	+$723K	0.05%	375
2015 Q3	$255K	Buy	+13,467	New	+$256K	0.01%	816

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Grimes & Company Westborough, Massachusetts $4.62B AUM 29.71% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.68B AUM 19.26% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

First Allied Advisory Services's FPE Position: Q3 2020 in Review

First Allied Advisory Services opened a new position in First Trust Preferred Securities and Income ETF (FPE) in Q3 2020: 247,584 shares worth $4.75M. The stake represents 0.16% of the portfolio and ranks #143 among its holdings. This is a return to the name: First Allied Advisory Services previously reported a position in FPE as recently as Q1 2020.

First Allied Advisory Services first reported a position in FPE in Q3 2015 and has held it in 20 quarters since. The position peaked at $9.09M in Q4 2017. 289 funds tracked by Wall St. Rank hold FPE as of Q3 2020.

First Allied Advisory Services held 247,584 shares of First Trust Preferred Securities and Income ETF worth $4.75M as of Q3 2020.
First Trust Preferred Securities and Income ETF was a new First Allied Advisory Services position in Q3 2020.
First Trust Preferred Securities and Income ETF made up 0.16% of First Allied Advisory Services's portfolio in Q3 2020, its #143 holding.
First Allied Advisory Services first reported a position in First Trust Preferred Securities and Income ETF in Q3 2015 and has held it in 20 quarters since.
First Allied Advisory Services's First Trust Preferred Securities and Income ETF position peaked at $9.09M in Q4 2017.
289 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.