First Allied Advisory Services’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$4.75M	Buy	+247,584	New	+$4.73M	0.16%	143
2020 Q2	–	Sell	-180,558	Closed	-$2.96M	–	1142
2020 Q1	$2.96M	Buy	180,558 +59,576	+49%	+$1.14M	0.13%	166
2019 Q4	$2.43M	Sell	120,982 -50,344	-29%	-$1M	0.08%	272
2019 Q3	$3.39M	Sell	171,326 -54,722	-24%	-$1.07M	0.12%	201
2019 Q2	$4.38M	Sell	226,048 -5,519	-2%	-$106K	0.15%	164
2019 Q1	$4.43M	Buy	231,567 +22,133	+11%	+$414K	0.15%	164
2018 Q4	$3.75M	Sell	209,434 -165,444	-44%	-$3.07M	0.15%	168
2018 Q3	$7.18M	Sell	374,878 -20,006	-5%	-$384K	0.25%	98
2018 Q2	$7.55M	Sell	394,884 -69,912	-15%	-$1.35M	0.28%	75
2018 Q1	$9.07M	Buy	464,796 +10,584	+2%	+$209K	0.35%	54
2017 Q4	$9.09M	Buy	454,212 +116,461	+34%	+$2.34M	0.36%	56
2017 Q3	$6.78M	Buy	337,751 +57,666	+21%	+$1.16M	0.29%	77
2017 Q2	$5.61M	Buy	280,085 +79,254	+39%	+$1.57M	0.25%	104
2017 Q1	$3.92M	Buy	200,831 +18,578	+10%	+$360K	0.2%	118
2016 Q4	$3.46M	Buy	182,253 +24,337	+15%	+$467K	0.17%	141
2016 Q3	$3.09M	Buy	157,916 +40,848	+35%	+$797K	0.16%	149
2016 Q2	$2.23M	Buy	117,068 +38,423	+49%	+$728K	0.12%	186
2016 Q1	$1.47M	Buy	78,645 +26,984	+52%	+$502K	0.08%	259
2015 Q4	$977K	Buy	51,661 +38,194	+284%	+$723K	0.05%	375
2015 Q3	$255K	Buy	+13,467	New	+$256K	0.01%	816