Grimes & Company’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Grimes & Company’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-5,963,209	Closed	-$122M	–	306
2021 Q3	$122M	Buy	5,963,209 +568,736	+11%	+$11.7M	5.33%	1
2021 Q2	$111M	Buy	5,394,473 +643,743	+14%	+$13.1M	4.82%	2
2021 Q1	$95.7M	Buy	4,750,730 +412,258	+10%	+$8.32M	4.6%	2
2020 Q4	$87.6M	Buy	4,338,472 +296,874	+7%	+$5.87M	4.55%	1
2020 Q3	$77.5M	Buy	4,041,598 +433,883	+12%	+$8.29M	4.96%	1
2020 Q2	$66.5M	Buy	+3,607,715	New	+$65.1M	4.62%	4

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Grimes & Company's FPE Position: Q4 2021 in Review

Grimes & Company sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2021, closing a stake of 5,963,209 shares — an estimated $122M sold.

Grimes & Company first reported a position in FPE in Q2 2020 and held it in 6 quarters. The position peaked at $122M in Q3 2021. 408 funds tracked by Wall St. Rank hold FPE as of Q4 2021.

Grimes & Company reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2021 after selling out during the quarter.
Grimes & Company sold 5,963,209 First Trust Preferred Securities and Income ETF shares in Q4 2021, an estimated $122M.
Grimes & Company first reported a position in First Trust Preferred Securities and Income ETF in Q2 2020 and held it in 6 quarters.
Grimes & Company's First Trust Preferred Securities and Income ETF position peaked at $122M in Q3 2021.
408 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2021.

Based on Grimes & Company's 13F filing for Q4 2021, filed 1 Feb 2022.