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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
76
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.2B
| $8.72M | 0.29% |
126,561
-69,541
| -35% | -$4.61M |
2013 Q2
29 quarters
|
|
77
iShares MSCI EAFE Growth ETF
EFG
$14.8B
| $8.36M | 0.28% |
92,977
+4,035
| +5% | +$358K |
2019 Q1
6 quarters
|
|
78
Berkshire Hathaway Class B
BRK.B
$1.16T
| $8.31M | 0.28% |
39,044
-6,746
| -15% | -$1.38M |
2014 Q3
24 quarters
|
|
|
79
Schwab Short-Term US Treasury ETF
SCHO
$15.7B
| $8.27M | 0.28% |
321,340
-262,390
| -45% | -$6.76M |
2017 Q4
11 quarters
|
|
80
UnitedHealth
UNH
$375B
| $8.2M | 0.28% |
26,285
+340
| +1% | +$104K |
2013 Q2
29 quarters
|
|
81
abrdn Income Credit Strategies Fund
ACP
$519M
| $8.17M | 0.27% |
829,345
-35,524
| -4% | -$353K |
2019 Q4
3 quarters
|
|
82
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.8B
| $8.08M | 0.27% |
148,810
-8,274
| -5% | -$450K |
2015 Q4
19 quarters
|
|
83
iShares 20+ Year Treasury Bond ETF
TLT
$48.9B
| $7.95M | 0.27% |
48,677
-10,666
| -18% | -$1.77M |
2013 Q2
29 quarters
|
|
84
iShares Global Tech ETF
IXN
$9.04B
| $7.8M | 0.26% |
177,420
+444
| +0.3% | +$18.9K |
2017 Q1
14 quarters
|
|
85
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
| $7.69M | 0.26% |
248,921
-1,716
| -0.7% | -$52.6K |
2020 Q1
2 quarters
|
|
86
iShares S&P 500 Value ETF
IVE
$50.4B
| $7.56M | 0.25% |
67,192
-13,735
| -17% | -$1.56M |
2013 Q2
29 quarters
|
|
87
Chevron
CVX
$457B
| $7.48M | 0.25% |
103,830
-5,699
| -5% | -$479K |
2013 Q2
29 quarters
|
|
88
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.74B
| $7.41M | 0.25% |
129,179
-70,965
| -35% | -$4.05M |
2017 Q4
11 quarters
|
|
89
Vanguard Real Estate ETF
VNQ
$37.2B
| $7.23M | 0.24% |
91,615
+7,025
| +8% | +$564K |
2013 Q2
29 quarters
|
|
90
Vanguard Dividend Appreciation ETF
VIG
$114B
| $7.19M | 0.24% |
55,912
-1,768
| -3% | -$222K |
2013 Q2
29 quarters
|
|
91
Vanguard S&P 500 Growth ETF
VOOG
$26.7B
| $7.16M | 0.24% |
206,034
+7,446
| +4% | +$253K |
2017 Q1
14 quarters
|
|
92
Lockheed Martin
LMT
$139B
| $7.15M | 0.24% |
18,648
-413
| -2% | -$158K |
2013 Q2
29 quarters
|
|
93
3M
MMM
$89.5B
| $7.11M | 0.24% |
53,083
-4,277
| -7% | -$575K |
2013 Q2
29 quarters
|
|
94
State Street Technology Select Sector SPDR ETF
XLK
$121B
| $7.05M | 0.24% |
120,794
-6,588
| -5% | -$372K |
2013 Q2
29 quarters
|
|
95
iShares Russell 2000 Growth ETF
IWO
$13.5B
| $7.02M | 0.24% |
31,711
+17,701
| +126% | +$3.87M |
2013 Q2
29 quarters
|
|
96
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.5B
| $7.01M | 0.24% |
127,607
+1,641
| +1% | +$90.1K |
2013 Q2
29 quarters
|
|
97
C.H. Robinson
CHRW
$16.3B
| $6.93M | 0.23% |
67,848
-9,567
| -12% | -$898K |
2013 Q2
29 quarters
|
|
98
Cisco
CSCO
$420B
| $6.92M | 0.23% |
175,684
-16,318
| -8% | -$711K |
2013 Q2
29 quarters
|
|
99
PepsiCo
PEP
$185B
| $6.89M | 0.23% |
49,684
-999
| -2% | -$136K |
2013 Q2
29 quarters
|
|
100
Vanguard Morningstar Growth ETF
VUG
$224B
| $6.85M | 0.23% |
180,630
+19,908
| +12% | +$735K |
2013 Q2
29 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.