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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares Core MSCI Emerging Markets ETF
IEMG
$153B
| $16.4M | 0.55% |
311,168
-2,972
| -0.9% | -$156K |
|
27
JPMorgan Chase
JPM
$926B
| $16.1M | 0.54% |
167,324
+14,236
| +9% | +$1.4M |
|
28
Qualcomm
QCOM
$185B
| $16.1M | 0.54% |
136,719
+1,214
| +0.9% | +$130K |
|
29
Johnson & Johnson
JNJ
$615B
| $15.7M | 0.53% |
105,666
-2,107
| -2% | -$312K |
|
30
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $14.9M | 0.5% |
179,988
-21,698
| -11% | -$1.8M |
|
31
iShares National Muni Bond ETF
MUB
$45.2B
| $14.8M | 0.5% |
128,083
+2,009
| +2% | +$233K |
|
32
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $14.8M | 0.5% |
285,783
-103
| -0% | -$5.33K |
|
33
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $14.7M | 0.49% |
176,486
-3,012
| -2% | -$250K |
|
34
Verizon
VZ
$185B
| $14.5M | 0.49% |
243,040
-11,502
| -5% | -$668K |
|
35
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
| $14.4M | 0.49% |
172,195
+63,572
| +59% | +$5.35M |
|
36
Walt Disney
DIS
$166B
| $14M | 0.47% |
112,867
-852
| -0.7% | -$106K |
|
37
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $13.8M | 0.46% |
270,895
-23,703
| -8% | -$1.2M |
|
38
AT&T
T
$160B
| $13.5M | 0.45% |
627,387
+3,718
| +0.6% | +$83.1K |
|
39
iShares Core S&P Small-Cap ETF
IJR
$110B
| $13.4M | 0.45% |
191,303
+6,855
| +4% | +$491K |
|
40
Alphabet (Google) Class C
GOOG
$4.17T
| $13.4M | 0.45% |
182,460
+13,100
| +8% | +$999K |
|
41
Walmart Inc
WMT
$870B
| $12.9M | 0.43% |
276,312
-16,764
| -6% | -$745K |
|
|
42
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
| $12.9M | 0.43% |
+68,323
| New | +$12.6M |
|
43
NVIDIA
NVDA
$5.14T
| $12.6M | 0.43% |
934,760
-12,080
| -1% | -$141K |
|
44
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
| $12.5M | 0.42% |
252,916
-907
| -0.4% | -$44K |
|
45
Vanguard FTSE Developed Markets ETF
VEA
$228B
| $12.5M | 0.42% |
306,146
+6,104
| +2% | +$250K |
|
46
Netflix
NFLX
$285B
| $12.3M | 0.41% |
246,400
-140
| -0.1% | -$6.97K |
|
47
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
| $12.3M | 0.41% |
160,913
+10,493
| +7% | +$790K |
|
48
Vanguard Russell 2000 Growth ETF
VTWG
$1.49B
| $11.7M | 0.39% |
72,792
-5,320
| -7% | -$847K |
|
49
Vanguard Total International Bond ETF
BNDX
$82B
| $11.5M | 0.39% |
198,446
-8,088
| -4% | -$469K |
|
50
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $11.5M | 0.39% |
209,548
+40,787
| +24% | +$2.26M |
|
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VIM
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CT
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.