First Allied Advisory Services’s Caterpillar CAT Stock Holding History

First Allied Advisory Services’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$4.62M	Buy	30,962 +46	+0.1%	+$6.46K	0.16%	146
2020 Q2	$3.91M	Sell	30,916 -724	-2%	-$85.8K	0.14%	156
2020 Q1	$3.67M	Buy	31,640 +3,229	+11%	+$412K	0.16%	145
2019 Q4	$4.19M	Sell	28,411 -2,057	-7%	-$287K	0.14%	169
2019 Q3	$3.85M	Buy	30,468 +1,934	+7%	+$246K	0.14%	176
2019 Q2	$3.89M	Sell	28,534 -94	-0.3%	-$12.4K	0.13%	180
2019 Q1	$3.88M	Buy	28,628 +884	+3%	+$117K	0.13%	183
2018 Q4	$3.52M	Buy	27,744 +1,934	+7%	+$252K	0.14%	175
2018 Q3	$3.94M	Buy	25,810 +5,574	+28%	+$788K	0.14%	177
2018 Q2	$2.74M	Sell	20,236 -4,150	-17%	-$620K	0.1%	222
2018 Q1	$3.59M	Buy	24,386 +2,844	+13%	+$449K	0.14%	179
2017 Q4	$3.4M	Sell	21,542 -3,205	-13%	-$445K	0.14%	181
2017 Q3	$3.06M	Buy	24,747 +804	+3%	+$92.6K	0.13%	182
2017 Q2	$2.57M	Buy	23,943 +1,548	+7%	+$157K	0.11%	203
2017 Q1	$2.08M	Sell	22,395 -4,775	-18%	-$452K	0.11%	214
2016 Q4	$2.52M	Buy	27,170 +3,243	+14%	+$294K	0.13%	182
2016 Q3	$2.12M	Sell	23,927 -253	-1%	-$20.7K	0.11%	203
2016 Q2	$1.85M	Sell	24,180 -98	-0.4%	-$7.34K	0.1%	225
2016 Q1	$1.88M	Sell	24,278 -13,235	-35%	-$888K	0.1%	210
2015 Q4	$2.54M	Buy	37,513 +1,113	+3%	+$77.8K	0.13%	173
2015 Q3	$2.4M	Sell	36,400 -3,470	-9%	-$265K	0.13%	177
2015 Q2	$3.37M	Sell	39,870 -7,360	-16%	-$633K	0.15%	174
2015 Q1	$3.78M	Sell	47,230 -482	-1%	-$40.1K	0.25%	94
2014 Q4	$4.36M	Sell	47,712 -847	-2%	-$82.4K	0.32%	70
2014 Q3	$4.81M	Sell	48,559 -2,885	-6%	-$306K	0.38%	55
2014 Q2	$5.59M	Sell	51,444 -620	-1%	-$65.1K	0.41%	51
2014 Q1	$5.17M	Buy	52,064 +2,625	+5%	+$248K	0.39%	49
2013 Q4	$4.49M	Sell	49,439 -46,143	-48%	-$3.94M	0.36%	56
2013 Q3	$7.92M	Buy	95,582 +44,305	+86%	+$3.75M	0.46%	44
2013 Q2	$4.21M	Buy	+51,277	New	+$4.36M	0.34%	76

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Capital International Investors Los Angeles, California $484B AUM 34.9% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Sanders Capital West Palm Beach, Florida $99.8B AUM 47.9% 1-Year Est. Return

First Allied Advisory Services's CAT Position: Q3 2020 in Review

First Allied Advisory Services increased its Caterpillar (CAT) stake by 0.15% in Q3 2020, buying an estimated $6.46K and bringing the position to 30,962 shares worth $4.62M. The position accounts for 0.16% of the portfolio, ranked #146.

First Allied Advisory Services first reported a position in CAT in Q2 2013 and has held it in 30 quarters since. The position peaked at $7.92M in Q3 2013. 1,657 funds tracked by Wall St. Rank hold CAT as of Q3 2020.

First Allied Advisory Services held 30,962 shares of Caterpillar worth $4.62M as of Q3 2020.
First Allied Advisory Services bought 46 Caterpillar shares in Q3 2020, an estimated $6.46K.
Caterpillar made up 0.16% of First Allied Advisory Services's portfolio in Q3 2020, its #146 holding.
First Allied Advisory Services first reported a position in Caterpillar in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's Caterpillar position peaked at $7.92M in Q3 2013.
1,657 funds tracked by Wall St. Rank held Caterpillar as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.