First Allied Advisory Services’s Vanguard Small-Cap ETF VB Stock Holding History

First Allied Advisory Services’s Portfolio VB Stock Details VB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$3.22M	Sell	20,959 -921	-4%	-$141K	0.11%	200
2020 Q2	$3.19M	Sell	21,880 -14,699	-40%	-$1.97M	0.12%	185
2020 Q1	$4.22M	Sell	36,579 -1,238	-3%	-$186K	0.18%	128
2019 Q4	$6.25M	Sell	37,817 -265	-0.7%	-$42.2K	0.21%	121
2019 Q3	$5.85M	Sell	38,082 -642	-2%	-$99.5K	0.21%	115
2019 Q2	$6.07M	Buy	38,724 +5,298	+16%	+$819K	0.21%	115
2019 Q1	$5.11M	Sell	33,426 -917	-3%	-$136K	0.18%	148
2018 Q4	$4.53M	Buy	34,343 +20,341	+145%	+$2.96M	0.18%	143
2018 Q3	$2.28M	Buy	14,002 +1,970	+16%	+$319K	0.08%	271
2018 Q2	$1.87M	Sell	12,032 -1,661	-12%	-$254K	0.07%	302
2018 Q1	$2.01M	Buy	13,693 +338	+3%	+$50.5K	0.08%	282
2017 Q4	$1.97M	Buy	13,355 +1,227	+10%	+$177K	0.08%	277
2017 Q3	$1.72M	Buy	12,128 +1,195	+11%	+$163K	0.07%	276
2017 Q2	$1.48M	Buy	10,933 +7,102	+185%	+$952K	0.07%	311
2017 Q1	$515K	Sell	3,831 -43,601	-92%	-$5.77M	0.03%	578
2016 Q4	$6.12M	Buy	47,432 +6,665	+16%	+$827K	0.31%	80
2016 Q3	$4.98M	Sell	40,767 -2,815	-6%	-$340K	0.26%	98
2016 Q2	$5.04M	Sell	43,582 -6,803	-14%	-$773K	0.28%	94
2016 Q1	$5.61M	Sell	50,385 -28,460	-36%	-$2.95M	0.31%	82
2015 Q4	$8.73M	Buy	78,845 +724	+0.9%	+$82.1K	0.45%	50
2015 Q3	$8.47M	Sell	78,121 -10,534	-12%	-$1.23M	0.47%	43
2015 Q2	$10.7M	Buy	88,655 +61,755	+230%	+$7.58M	0.48%	41
2015 Q1	$3.27M	Buy	26,900 +4,372	+19%	+$518K	0.22%	119
2014 Q4	$2.64M	Buy	22,528 +9,857	+78%	+$1.12M	0.19%	128
2014 Q3	$1.4M	Buy	12,671 +2,281	+22%	+$261K	0.11%	212
2014 Q2	$1.22M	Sell	10,390 -3,891	-27%	-$435K	0.09%	257
2014 Q1	$1.61M	Buy	14,281 +108	+0.8%	+$12K	0.12%	199
2013 Q4	$1.55M	Buy	14,173 +917	+7%	+$97.6K	0.12%	203
2013 Q3	$1.36M	Buy	13,256 +3,807	+40%	+$380K	0.08%	246
2013 Q2	$882K	Buy	+9,449	New	+$874K	0.07%	295

Other funds holding VB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

First Allied Advisory Services's VB Position: Q3 2020 in Review

First Allied Advisory Services reduced its Vanguard Small-Cap ETF (VB) stake by 4.2% in Q3 2020, selling an estimated $141K and leaving 20,959 shares worth $3.22M. The position accounts for 0.11% of the portfolio, ranked #200.

First Allied Advisory Services first reported a position in VB in Q2 2013 and has held it in 30 quarters since. The position peaked at $10.7M in Q2 2015. 1,113 funds tracked by Wall St. Rank hold VB as of Q3 2020.

First Allied Advisory Services held 20,959 shares of Vanguard Small-Cap ETF worth $3.22M as of Q3 2020.
First Allied Advisory Services sold 921 Vanguard Small-Cap ETF shares in Q3 2020, an estimated $141K.
Vanguard Small-Cap ETF made up 0.11% of First Allied Advisory Services's portfolio in Q3 2020, its #200 holding.
First Allied Advisory Services first reported a position in Vanguard Small-Cap ETF in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's Vanguard Small-Cap ETF position peaked at $10.7M in Q2 2015.
1,113 funds tracked by Wall St. Rank held Vanguard Small-Cap ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.