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Vanguard Small-Cap ETF

362 hedge funds and large institutions have $3.66B invested in Vanguard Small-Cap ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 143 increasing their positions, 112 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 143 | Existing positions reduced: 112

0.4% more ownership

Funds ownership: 40.91%41.31% (+0.4%)

4% less capital invested

Capital invested by funds: $3.82B → $3.66B (-$159M)

4% less funds holding

Funds holding: 377362 (-15)

23% less funds holding in top 10

Funds holding in top 10: 3124 (-7)

43% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 28

65% less call options, than puts

Call options by funds: $6.03M | Put options by funds: $17.1M

Holders
362
Holders Change
-15
Holders Change %
-3.98%
% of All Funds
10.5%
Holding in Top 10
24
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-22.58%
% of All Funds
0.7%
New
16
Increased
143
Reduced
112
Closed
28
Calls
$6.03M
Puts
$17.1M
Net Calls
-$11.1M
Net Calls Change
-$11.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$502M -$16.6M -144,606 -3%
Morgan Stanley
2
Morgan Stanley
New York
$283M +$5.38M +47,007 +2%
Wells Fargo
3
Wells Fargo
California
$277M -$13.1M -114,032 -4%
U
4
UBS
Switzerland
$194M -$1.18M -10,288 -0.6%
Creative Planning
5
Creative Planning
Kansas
$147M -$4.21M -36,722 -3%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$133M +$10.9M +94,929 +9%
TCT
7
TIAA CREF Trust
Missouri
$130M +$2.81M +24,507 +2%
CNB
8
City National Bank
California
$108M -$25.6M -223,236 -19%
LPL Financial
9
LPL Financial
California
$87.3M +$1.37M +11,942 +2%
Goldman Sachs
10
Goldman Sachs
New York
$84.4M -$1.27M -11,084 -1%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$81.7M -$2.6M -22,664 -3%
AUIM
12
Aegon USA Investment Management
Iowa
$56.5M -$9.65M -84,260 -14%
WCM
13
Windham Capital Management
Massachusetts
$52.5M +$1.2M +10,464 +2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$52.4M -$2.88M -25,163 -5%
QLMGAA
15
QS Legg Mason Global Asset Allocation
New York
$51.1M +$10.3M +89,664 +24%
BTS
16
BB&T Securities
Virginia
$44.2M +$122K +1,067 +3%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$43.2M +$24.7M +215,688 +124%
VCP
18
Vista Capital Partners
Oregon
$39.4M -$1.25M -10,940 -3%
M&T Bank
19
M&T Bank
New York
$39.1M +$39.5M +344,877 +3,913%
AA
20
ALPS Advisors
Colorado
$38.9M -$3.94M -34,360 -9%
Bessemer Group
21
Bessemer Group
New Jersey
$37M
AllianceBernstein
22
AllianceBernstein
Tennessee
$36M +$12.3M +107,466 +49%
KIM
23
Karpus Investment Management
New York
$34.3M -$4.91M -42,841 -12%
Barclays
24
Barclays
United Kingdom
$31.6M +$12M +104,930 +58%
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$30.5M -$159K -1,385 -0.5%

VB Hedge Fund Activity: Q3 2014 in Review

362 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2014, worth a combined $3.66B — down 4.2% from $3.82B a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of VB and 16 opened new positions — a net loss of 12 holders — while 112 trimmed existing stakes and 143 added.

The largest buyer was M&T Bank, adding an estimated $39.5M. The largest seller was City National Bank, cutting an estimated $25.6M.

  • 362 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2014, down from 377 in Q2 2014.
  • Funds reported $3.66B of Vanguard Small-Cap ETF stock for Q3 2014, down 4.2% quarter-over-quarter.
  • 16 funds opened new Vanguard Small-Cap ETF positions in Q3 2014 and 28 closed out, a net change of -12 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2014 was M&T Bank, an estimated $39.5M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2014 was City National Bank, an estimated $25.6M sold.

Based on aggregated 13F filings for Q3 2014.