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Vanguard Small-Cap ETF

631 hedge funds and large institutions have $7.98B invested in Vanguard Small-Cap ETF in 2016 Q4 according to their latest regulatory filings, with 116 funds opening new positions, 278 increasing their positions, 153 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

364% more first-time investments, than exits

New positions opened: 116 | Existing positions closed: 25

82% more repeat investments, than reductions

Existing positions increased: 278 | Existing positions reduced: 153

45% more funds holding in top 10

Funds holding in top 10: 4768 (+21)

24% more capital invested

Capital invested by funds: $6.43B → $7.98B (+$1.55B)

16% more funds holding

Funds holding: 543631 (+88)

3.82% more ownership

Funds ownership: 45.54%49.36% (+3.8%)

3% less call options, than puts

Call options by funds: $3.54M | Put options by funds: $3.64M

Holders
631
Holders Change
+88
Holders Change %
+16.21%
% of All Funds
15.78%
Holding in Top 10
68
Holding in Top 10 Change
+21
Holding in Top 10 Change %
+44.68%
% of All Funds
1.7%
New
116
Increased
278
Reduced
153
Closed
25
Calls
$3.54M
Puts
$3.64M
Net Calls
-$94K
Net Calls Change
-$2.29M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$965M +$95.9M +772,844 +12%
Jones Financial Companies
2
Jones Financial Companies
Missouri
$737M +$93.6M +754,302 +15%
Morgan Stanley
3
Morgan Stanley
New York
$509M +$38.7M +311,855 +9%
Wells Fargo
4
Wells Fargo
California
$480M +$48.8M +393,410 +12%
UBS Group
5
UBS Group
Switzerland
$371M +$11.5M +92,373 +3%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$217M +$111K +893 +0.1%
Goldman Sachs
7
Goldman Sachs
New York
$194M +$13.3M +107,402 +8%
JP Morgan Chase
8
JP Morgan Chase
New York
$186M +$160M +1,285,361 +819%
TCT
9
TIAA CREF Trust
Missouri
$165M -$5.1M -41,109 -3%
Ameriprise
10
Ameriprise
Minnesota
$159M +$32.9M +264,994 +27%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$156M +$11.9M +95,640 +9%
QI
12
QS Investors
New York
$150M +$32.3M +260,433 +29%
MFRM
13
Milliman Financial Risk Management
Illinois
$148M +$9.18M +74,000 +7%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$139M +$13.6M +109,695 +11%
Creative Planning
15
Creative Planning
Kansas
$123M -$10M -80,727 -8%
Wellington Management Group
16
Wellington Management Group
Massachusetts
$117M +$30.4M +244,634 +37%
MRC
17
Millburn Ridgefield Corp
New York
$89.7M +$86.4M +695,947 New
CCA
18
Catalyst Capital Advisors
New York
$89.3M +$29.7M +239,337 +53%
Fidelity Investments
19
Fidelity Investments
Massachusetts
$85.4M -$558K -4,498 -0.7%
SBSB
20
Sullivan, Bruyette, Speros & Blaney
Virginia
$83.4M +$801K +6,456 +1%
M&T Bank
21
M&T Bank
New York
$79.7M +$5.72M +46,087 +8%
Bessemer Group
22
Bessemer Group
New Jersey
$67.1M
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$66.3M +$5.67M +45,660 +10%
AA
24
Acorns Advisers
California
$61.5M +$59.1M +476,536 New
KIM
25
Karpus Investment Management
New York
$61.1M +$2.34M +18,877 +4%

VB Hedge Fund Activity: Q4 2016 in Review

631 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2016, worth a combined $7.98B — up 24% from $6.43B a quarter earlier.

Buyers outnumbered sellers: 116 funds opened new VB positions and 25 closed out — a net gain of 91 holders — while 278 added to existing stakes and 153 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $160M. The largest seller was AllianceBernstein, cutting an estimated $67.3M.

  • 631 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2016, up from 543 in Q3 2016.
  • Funds reported $7.98B of Vanguard Small-Cap ETF stock for Q4 2016, up 24% quarter-over-quarter.
  • 116 funds opened new Vanguard Small-Cap ETF positions in Q4 2016 and 25 closed out, a net change of +91 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2016 was JP Morgan Chase, an estimated $160M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2016 was AllianceBernstein, an estimated $67.3M sold.

Based on aggregated 13F filings for Q4 2016.