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Vanguard Small-Cap ETF
VB

Overview Fund Activity

368 hedge funds and large institutions have $3.35B invested in Vanguard Small-Cap ETF in 2013 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 134 increasing their positions, 94 reducing their positions, and 19 closing their positions.

Holders
368
Holders Change
+54
Holders Change %
+17.2%
% of All Funds
10.69%
Holding in Top 10
29
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.57%
% of All Funds
0.84%
New
78
Increased
134
Reduced
94
Closed
19
Calls
$671K
Puts
$836K
Net Calls
-$165K
Net Calls Change
+$5.53M

Top Buyers

1
WCM
1
Windham Capital Management
Massachusetts
$84.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$69.1M
3
U
3
UBS
Switzerland
$173M
4
Creative Planning
4
Creative Planning
Kansas
$139M
5
Wells Fargo
5
Wells Fargo
California
$289M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$494K
2
Morgan Stanley
2
Morgan Stanley
New York
$261M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$0
4
QI
4
QS Investors
New York
$1.97M
5
Deutsche Bank
5
Deutsche Bank
Germany
$739K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$428M 3,890,963 -25,797 -0.7%
Wells Fargo
2
Wells Fargo
California
$289M 2,632,553 +136,394 +5%
Morgan Stanley
3
Morgan Stanley
New York
$261M 2,371,869 -1,417,964 -37%
U
4
UBS
Switzerland
$173M 1,569,058 +194,101 +14%
Creative Planning
5
Creative Planning
Kansas
$139M 1,266,639 +140,736 +12%
TCT
6
TIAA CREF Trust
Missouri
$118M 1,074,351 +45,184 +4%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$118M 1,072,689 +29,041 +3%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$86.1M 782,987 -8,602 -1%
WCM
9
Windham Capital Management
Massachusetts
$84.3M 766,708 +375,092 +96%
LPL Financial
10
LPL Financial
California
$76.7M 697,317 +78,519 +13%
Goldman Sachs
11
Goldman Sachs
New York
$69.1M 628,400 +238,011 +61%
CNB
12
City National Bank
California
$64.1M 583,191 +9,449 +2%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$54.8M 498,173 +51,151 +11%
BTS
14
BB&T Securities
Virginia
$49.8M 45,331 +1,422 +3%
AUIM
15
Aegon USA Investment Management
Iowa
$48.8M 443,583 +6,583 +2%
Bessemer Group
16
Bessemer Group
New Jersey
$44M 400,083 – –
VCP
17
Vista Capital Partners
Oregon
$40.3M 366,540 -11,688 -3%
AA
18
ALPS Advisors
Colorado
$37.3M 338,822 -5,995 -2%
KIM
19
Karpus Investment Management
New York
$36.1M 328,110 +4,436 +1%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$34M 308,824 +33,615 +12%
HSBC Holdings
21
HSBC Holdings
United Kingdom
$33.1M 300,593 +2,945 +1%
QLMGAA
22
QS Legg Mason Global Asset Allocation
New York
$30.6M 278,098 +50,623 +22%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$27.1M 246,364 +17,625 +8%
IAS
24
INR Advisory Services
Pennsylvania
$22.7M 206,148 +7,194 +4%
Nomura Asset Management
25
Nomura Asset Management
Japan
$22.4M 203,700 +38,190 +23%
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