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Vanguard Small-Cap ETF

421 hedge funds and large institutions have $4.34B invested in Vanguard Small-Cap ETF in 2014 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 186 increasing their positions, 99 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

388% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 17

88% more repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 99

42% more funds holding in top 10

Funds holding in top 10: 2434 (+10)

19% more capital invested

Capital invested by funds: $3.66B → $4.34B (+$679M)

16% more funds holding

Funds holding: 362421 (+59)

2.64% more ownership

Funds ownership: 41.31%43.94% (+2.6%)

49% less call options, than puts

Call options by funds: $4.71M | Put options by funds: $9.19M

Holders
421
Holders Change
+59
Holders Change %
+16.3%
% of All Funds
11.23%
Holding in Top 10
34
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+41.67%
% of All Funds
0.91%
New
83
Increased
186
Reduced
99
Closed
17
Calls
$4.71M
Puts
$9.19M
Net Calls
-$4.48M
Net Calls Change
+$6.58M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$595M +$64.2M +564,003 +12%
Morgan Stanley
2
Morgan Stanley
New York
$346M +$46.5M +408,668 +16%
Wells Fargo
3
Wells Fargo
California
$321M +$28.4M +249,400 +10%
UBS Group
4
UBS Group
Switzerland
$228M +$223M +1,955,087 New
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$159M +$18.1M +159,196 +13%
Creative Planning
6
Creative Planning
Kansas
$149M -$6.28M -55,188 -4%
TCT
7
TIAA CREF Trust
Missouri
$141M +$3.81M +33,516 +3%
CNB
8
City National Bank
California
$131M +$16.4M +144,469 +15%
AA
9
ALPS Advisors
Colorado
$111M +$70.5M +619,626 +176%
Deutsche Bank
10
Deutsche Bank
Germany
$108M +$103M +906,679 +4,897%
LPL Financial
11
LPL Financial
California
$97.6M +$4.22M +37,042 +5%
Goldman Sachs
12
Goldman Sachs
New York
$87.9M -$1.07M -9,397 -1%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$84.6M -$1.53M -13,464 -2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$72.3M +$16.6M +145,797 +31%
Bessemer Group
15
Bessemer Group
New Jersey
$66.6M +$26.9M +236,564 +71%
AUIM
16
Aegon USA Investment Management
Iowa
$62.3M +$2.63M +23,074 +5%
QI
17
QS Investors
New York
$62.2M +$59M +518,750 +3,619%
AllianceBernstein
18
AllianceBernstein
Tennessee
$53.4M +$15M +132,160 +41%
BTS
19
BB&T Securities
Virginia
$47.1M +$47.2K +415 +1%
M&T Bank
20
M&T Bank
New York
$41.8M +$528K +4,638 +1%
VCP
21
Vista Capital Partners
Oregon
$41.7M +$171K +1,505 +0.4%
KIM
22
Karpus Investment Management
New York
$37.7M +$1.48M +12,971 +4%
IAS
23
INR Advisory Services
Pennsylvania
$33.4M +$2.37M +20,833 +8%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$32.7M +$612K +5,373 +2%
MWP
25
Moller Wealth Partners
$29.5M +$1.26M +11,061 +5%

VB Hedge Fund Activity: Q4 2014 in Review

421 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q4 2014, worth a combined $4.34B — up 19% from $3.66B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new VB positions and 17 closed out — a net gain of 66 holders — while 186 added to existing stakes and 99 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $103M. The largest seller was Windham Capital Management, cutting an estimated $49.6M.

  • 421 institutional investors held Vanguard Small-Cap ETF (VB) as of Q4 2014, up from 362 in Q3 2014.
  • Funds reported $4.34B of Vanguard Small-Cap ETF stock for Q4 2014, up 19% quarter-over-quarter.
  • 83 funds opened new Vanguard Small-Cap ETF positions in Q4 2014 and 17 closed out, a net change of +66 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q4 2014 was Deutsche Bank, an estimated $103M added.
  • The largest Vanguard Small-Cap ETF seller in Q4 2014 was Windham Capital Management, an estimated $49.6M sold.

Based on aggregated 13F filings for Q4 2014.