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Vanguard Small-Cap ETF

1,046 hedge funds and large institutions have $12.4B invested in Vanguard Small-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 432 increasing their positions, 385 reducing their positions, and 139 closing their positions.

New
Increased
Maintained
Reduced
Closed

87% more call options, than puts

Call options by funds: $4.21M | Put options by funds: $2.26M

12% more repeat investments, than reductions

Existing positions increased: 432 | Existing positions reduced: 385

4.65% more ownership

Funds ownership: 55.08%59.74% (+4.7%)

1% less funds holding in top 10

Funds holding in top 10: 8988 (-1)

5% less funds holding

Funds holding: 1,0991,046 (-53)

18% less capital invested

Capital invested by funds: $15.1B → $12.4B (-$2.65B)

27% less first-time investments, than exits

New positions opened: 102 | Existing positions closed: 139

Holders
1,046
Holders Change
-53
Holders Change %
-4.82%
% of All Funds
23.05%
Holding in Top 10
88
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.12%
% of All Funds
1.94%
New
102
Increased
432
Reduced
385
Closed
139
Calls
$4.21M
Puts
$2.26M
Net Calls
+$1.96M
Net Calls Change
-$3.95M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.46B +$1.63B +10,871,825 +105%
Jones Financial Companies
2
Jones Financial Companies
Missouri
$1.66B +$325M +2,160,175 +18%
Morgan Stanley
3
Morgan Stanley
New York
$599M +$158M +1,050,590 +25%
Wells Fargo
4
Wells Fargo
California
$404M +$10.2M +67,910 +2%
UBS Group
5
UBS Group
Switzerland
$388M -$7.81M -51,958 -2%
Ameriprise
6
Ameriprise
Minnesota
$299M -$52M -345,823 -12%
CSIA
7
Charles Schwab Investment Advisory
California
$243M +$125M +830,801 +65%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$242M +$14.8M +98,467 +5%
AA
9
Acorns Advisers
California
$241M +$38.5M +256,158 +14%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$226M -$10.8M -71,843 -4%
LPL Financial
11
LPL Financial
California
$195M -$918K -6,108 -0.4%
Goldman Sachs
12
Goldman Sachs
New York
$182M -$16.8M -111,706 -7%
GT
13
Glenmede Trust
Pennsylvania
$144M
Bank of New York Mellon
14
Bank of New York Mellon
New York
$133M +$29.9M +198,820 +21%
TF
15
TIAA FSB
Florida
$133M -$6.62M -44,039 -4%
Creative Planning
16
Creative Planning
Kansas
$133M +$23.3M +155,051 +16%
Wellington Management Group
17
Wellington Management Group
Massachusetts
$122M +$22M +146,332 +16%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$122M +$91.3M +607,422 +136%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$101M -$35.6M -236,825 -21%
Manulife (Manufacturers Life Insurance)
20
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$94.8M +$33.8M +224,773 +38%
Wealthfront Advisers
21
Wealthfront Advisers
California
$92.1M +$2.26M +15,033 +2%
MRC
22
Millburn Ridgefield Corp
New York
$81.6M -$75.3M -500,778 -41%
CCA
23
Catalyst Capital Advisors
New York
$81.6M -$75.2M -500,201 -41%
EWA
24
EP Wealth Advisors
California
$81.4M +$8.4M +55,868 +9%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$79.7M -$4.89M -32,563 -5%

VB Hedge Fund Activity: Q1 2020 in Review

1,046 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q1 2020, worth a combined $12.4B — down 18% from $15.1B a quarter earlier.

Sellers outnumbered buyers: 139 funds closed out of VB and 102 opened new positions — a net loss of 37 holders — while 385 trimmed existing stakes and 432 added.

The largest buyer was Bank of America, adding an estimated $1.63B. The largest seller was Churchill Management, exiting entirely with an estimated $170M sold.

  • 1,046 institutional investors held Vanguard Small-Cap ETF (VB) as of Q1 2020, down from 1,099 in Q4 2019.
  • Funds reported $12.4B of Vanguard Small-Cap ETF stock for Q1 2020, down 18% quarter-over-quarter.
  • 102 funds opened new Vanguard Small-Cap ETF positions in Q1 2020 and 139 closed out, a net change of -37 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q1 2020 was Bank of America, an estimated $1.63B added.
  • The largest Vanguard Small-Cap ETF seller in Q1 2020 was Churchill Management, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.