We are live on ! Find out more
VB icon

Vanguard Small-Cap ETF

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

72% more repeat investments, than reductions

Existing positions increased: 141 | Existing positions reduced: 82

30% more capital invested

Capital invested by funds: $2.61B → $3.39B (+$778M)

5% more funds holding

Funds holding: 298314 (+16)

3.01% more ownership

Funds ownership: 40.7%43.71% (+3%)

3% less funds holding in top 10

Funds holding in top 10: 2928 (-1)

27% less call options, than puts

Call options by funds: $15.6M | Put options by funds: $21.3M

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.64M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$401M +$54.9M +550,511 +16%
Morgan Stanley
2
Morgan Stanley
New York
$388M +$205M +2,058,654 +119%
Wells Fargo
3
Wells Fargo
California
$256M +$11.5M +115,313 +5%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$195M +$74.5K +747 +0%
U
5
UBS
Switzerland
$141M +$20.9M +209,654 +18%
Creative Planning
6
Creative Planning
Kansas
$115M +$13.3M +132,970 +13%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$107M +$4.57M +45,853 +5%
TCT
8
TIAA CREF Trust
Missouri
$105M +$8.39M +84,168 +9%
Vanguard Group
9
Vanguard Group
Pennsylvania
$88.7M +$23.2K +233 +0%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$81.1M -$506K -5,072 -0.6%
LPL Financial
11
LPL Financial
California
$64.3M +$5.79M +58,046 +10%
CNB
12
City National Bank
California
$58.8M -$1.01M -10,082 -2%
QI
13
QS Investors
New York
$47.7M +$18.1M +181,964 +64%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$45.8M +$5.82M +58,319 +15%
BTS
15
BB&T Securities
Virginia
$45M +$3.09K +31 +0.1%
AUIM
16
Aegon USA Investment Management
Iowa
$44.8M +$5.37M +53,897 +14%
Deutsche Bank
17
Deutsche Bank
Germany
$41.9M +$40.4M +405,098 +11,476%
Bessemer Group
18
Bessemer Group
New Jersey
$41M
WCM
19
Windham Capital Management
Massachusetts
$40.1M -$11.5K -115 -0%
Goldman Sachs
20
Goldman Sachs
New York
$40M +$2.63M +26,346 +7%
VCP
21
Vista Capital Partners
Oregon
$38.8M -$800K -8,026 -2%
AA
22
ALPS Advisors
Colorado
$35.3M -$1.39M -13,900 -4%
KIM
23
Karpus Investment Management
New York
$33.2M +$2.62M +26,225 +9%
HSBC Holdings
24
HSBC Holdings
United Kingdom
$30.5M +$1.38M +13,850 +5%
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$28.2M +$2.92M +29,290 +12%

VB Hedge Fund Activity: Q3 2013 in Review

314 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap ETF (VB) for Q3 2013, worth a combined $3.39B — up 30% from $2.61B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new VB positions and 16 closed out — a net gain of 16 holders — while 141 added to existing stakes and 82 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $205M. The largest seller was Alerus Investment Advisors, cutting an estimated $11.7M.

  • 314 institutional investors held Vanguard Small-Cap ETF (VB) as of Q3 2013, up from 298 in Q2 2013.
  • Funds reported $3.39B of Vanguard Small-Cap ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 32 funds opened new Vanguard Small-Cap ETF positions in Q3 2013 and 16 closed out, a net change of +16 holders.
  • The largest Vanguard Small-Cap ETF buyer in Q3 2013 was Morgan Stanley, an estimated $205M added.
  • The largest Vanguard Small-Cap ETF seller in Q3 2013 was Alerus Investment Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2013.