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Vanguard Small-Cap ETF
VB

Overview Fund Activity

314 hedge funds and large institutions have $3.39B invested in Vanguard Small-Cap ETF in 2013 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 141 increasing their positions, 82 reducing their positions, and 16 closing their positions.

Holders
314
Holders Change
+16
Holders Change %
+5.37%
% of All Funds
10.18%
Holding in Top 10
28
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.45%
% of All Funds
0.91%
New
32
Increased
141
Reduced
82
Closed
16
Calls
$15.6M
Puts
$21.3M
Net Calls
-$5.7M
Net Calls Change
-$6.65M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$388M
2
Bank of America
2
Bank of America
North Carolina
$401M
3
Deutsche Bank
3
Deutsche Bank
Germany
$41.9M
4
U
4
UBS
Switzerland
$141M
5
QI
5
QS Investors
New York
$47.7M

Top Sellers

1
AIA
1
Alerus Investment Advisors
Minnesota
$2.73M
2
FHA
2
First Horizon Advisors
Tennessee
$123K
3
AA
3
Ancora Advisors
Ohio
$0
4
MIS
4
Morningstar Investment Services
Illinois
$13.2M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.01M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$401M 3,916,760 +550,511 +16%
Morgan Stanley
2
Morgan Stanley
New York
$388M 3,789,833 +2,058,654 +119%
Wells Fargo
3
Wells Fargo
California
$256M 2,496,159 +115,313 +5%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$195M 1,907,348 +747 +0%
U
5
UBS
Switzerland
$141M 1,374,957 +209,654 +18%
Creative Planning
6
Creative Planning
Kansas
$115M 1,125,903 +132,970 +13%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$107M 1,043,648 +45,853 +5%
TCT
8
TIAA CREF Trust
Missouri
$105M 1,029,167 +84,168 +9%
Vanguard Group
9
Vanguard Group
Pennsylvania
$88.7M 865,316 +233 +0%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$81.1M 791,589 -5,072 -0.6%
LPL Financial
11
LPL Financial
California
$64.3M 618,798 +58,046 +10%
CNB
12
City National Bank
California
$58.8M 573,742 -10,082 -2%
QI
13
QS Investors
New York
$47.7M 464,933 +181,964 +64%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$45.8M 447,022 +58,319 +15%
BTS
15
BB&T Securities
Virginia
$45M 43,909 +31 +0.1%
AUIM
16
Aegon USA Investment Management
Iowa
$44.8M 437,000 +53,897 +14%
Deutsche Bank
17
Deutsche Bank
Germany
$41.9M 408,628 +405,098 +11,476%
Bessemer Group
18
Bessemer Group
New Jersey
$41M 400,083 – –
WCM
19
Windham Capital Management
Massachusetts
$40.1M 391,616 -115 -0%
Goldman Sachs
20
Goldman Sachs
New York
$40M 390,389 +26,346 +7%
VCP
21
Vista Capital Partners
Oregon
$38.8M 378,228 -8,026 -2%
AA
22
ALPS Advisors
Colorado
$35.3M 344,817 -13,900 -4%
KIM
23
Karpus Investment Management
New York
$33.2M 323,674 +26,225 +9%
HSBC Holdings
24
HSBC Holdings
United Kingdom
$30.5M 297,648 +13,850 +5%
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$28.2M 275,209 +29,290 +12%
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