First Allied Advisory Services’s Duke Energy DUK Stock Holding History

First Allied Advisory Services’s Portfolio DUK Stock Details DUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$3.37M	Sell	38,016 -3,822	-9%	-$315K	0.11%	188
2020 Q2	$3.34M	Buy	41,838 +895	+2%	+$75.6K	0.12%	176
2020 Q1	$3.31M	Buy	40,943 +1,850	+5%	+$170K	0.14%	155
2019 Q4	$3.56M	Buy	39,093 +754	+2%	+$69.1K	0.12%	192
2019 Q3	$3.68M	Sell	38,339 -1,723	-4%	-$157K	0.13%	186
2019 Q2	$3.54M	Sell	40,062 -2,625	-6%	-$232K	0.12%	197
2019 Q1	$3.86M	Buy	42,687 +504	+1%	+$44.4K	0.13%	186
2018 Q4	$3.64M	Buy	42,183 +5,281	+14%	+$449K	0.14%	170
2018 Q3	$2.95M	Buy	36,902 +2,415	+7%	+$195K	0.1%	225
2018 Q2	$2.73M	Sell	34,487 -1,194	-3%	-$91.8K	0.1%	224
2018 Q1	$2.76M	Buy	35,681 +2,757	+8%	+$213K	0.11%	217
2017 Q4	$2.77M	Sell	32,924 -500	-1%	-$43.7K	0.11%	202
2017 Q3	$2.81M	Sell	33,424 -6	-0%	-$514	0.12%	190
2017 Q2	$2.8M	Sell	33,430 -490	-1%	-$41.2K	0.13%	182
2017 Q1	$2.78M	Buy	33,920 +438	+1%	+$34.8K	0.14%	155
2016 Q4	$2.6M	Buy	33,482 +858	+3%	+$65.7K	0.13%	178
2016 Q3	$2.61M	Sell	32,624 -13,225	-29%	-$1.1M	0.14%	176
2016 Q2	$3.94M	Buy	45,849 +1,194	+3%	+$95.4K	0.22%	116
2016 Q1	$3.59M	Sell	44,655 -2,242	-5%	-$170K	0.2%	125
2015 Q4	$3.33M	Buy	46,897 +447	+1%	+$31.4K	0.17%	141
2015 Q3	$3.34M	Buy	46,450 +6,265	+16%	+$454K	0.18%	130
2015 Q2	$2.83M	Buy	40,185 +1,987	+5%	+$150K	0.13%	196
2015 Q1	$2.92M	Buy	38,198 +1,095	+3%	+$88.9K	0.19%	134
2014 Q4	$3.1M	Sell	37,103 -1,474	-4%	-$119K	0.23%	105
2014 Q3	$2.87M	Sell	38,577 -8,370	-18%	-$611K	0.23%	96
2014 Q2	$3.49M	Sell	46,947 -4,484	-9%	-$323K	0.26%	104
2014 Q1	$3.65M	Buy	51,431 +9,129	+22%	+$636K	0.27%	85
2013 Q4	$2.93M	Sell	42,302 -1,236	-3%	-$86.5K	0.23%	124
2013 Q3	$2.91M	Sell	43,538 -4,611	-10%	-$315K	0.17%	155
2013 Q2	$3.25M	Buy	+48,149	New	+$3.4M	0.26%	114

Other funds holding DUK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

First Allied Advisory Services's DUK Position: Q3 2020 in Review

First Allied Advisory Services reduced its Duke Energy (DUK) stake by 9.1% in Q3 2020, selling an estimated $315K and leaving 38,016 shares worth $3.37M. The position accounts for 0.11% of the portfolio, ranked #188.

First Allied Advisory Services first reported a position in DUK in Q2 2013 and has held it in 30 quarters since. The position peaked at $3.94M in Q2 2016. 1,525 funds tracked by Wall St. Rank hold DUK as of Q3 2020.

First Allied Advisory Services held 38,016 shares of Duke Energy worth $3.37M as of Q3 2020.
First Allied Advisory Services sold 3,822 Duke Energy shares in Q3 2020, an estimated $315K.
Duke Energy made up 0.11% of First Allied Advisory Services's portfolio in Q3 2020, its #188 holding.
First Allied Advisory Services first reported a position in Duke Energy in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's Duke Energy position peaked at $3.94M in Q2 2016.
1,525 funds tracked by Wall St. Rank held Duke Energy as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.