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Duke Energy

1,222 hedge funds and large institutions have $33.8B invested in Duke Energy in 2017 Q3 according to their latest regulatory filings, with 66 funds opening new positions, 475 increasing their positions, 448 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more first-time investments, than exits

New positions opened: 66 | Existing positions closed: 56

1.03% more ownership

Funds ownership: 56.33%57.35% (+1%)

6% more repeat investments, than reductions

Existing positions increased: 475 | Existing positions reduced: 448

2% more capital invested

Capital invested by funds: $33B → $33.8B (+$726M)

0% more funds holding

Funds holding: 1,2211,222 (+1)

11% less call options, than puts

Call options by funds: $252M | Put options by funds: $284M

33% less funds holding in top 10

Funds holding in top 10: 1812 (-6)

Holders
1,222
Holders Change
+1
Holders Change %
+0.08%
% of All Funds
30.46%
Holding in Top 10
12
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-33.33%
% of All Funds
0.3%
New
66
Increased
475
Reduced
448
Closed
56
Calls
$252M
Puts
$284M
Net Calls
-$31.6M
Net Calls Change
-$103M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$4.27B +$72.7M +849,124 +2%
BlackRock
2
BlackRock
New York
$3.78B +$159M +1,859,102 +4%
State Street
3
State Street
Massachusetts
$2.8B +$3.63M +42,372 +0.1%
Massachusetts Financial Services
4
Massachusetts Financial Services
Massachusetts
$1.18B +$124M +1,445,492 +11%
Franklin Resources
5
Franklin Resources
California
$858M +$1.1M +12,820 +0.1%
Federated Hermes
6
Federated Hermes
Pennsylvania
$798M +$2.52M +29,395 +0.3%
Bank of America
7
Bank of America
North Carolina
$794M +$270M +3,157,710 +50%
Northern Trust
8
Northern Trust
Illinois
$789M +$29.4M +343,367 +4%
Capital Research Global Investors
9
Capital Research Global Investors
California
$729M -$40.1M -468,687 -5%
Invesco
10
Invesco
Georgia
$700M -$7.65M -89,345 -1%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$614M +$14.1M +164,710 +2%
Deutsche Bank
12
Deutsche Bank
Germany
$533M -$2.18M -25,426 -0.4%
Wellington Management Group
13
Wellington Management Group
Massachusetts
$504M -$955K -11,158 -0.2%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$453M -$3.54M -41,350 -0.8%
Legal & General Group
15
Legal & General Group
United Kingdom
$423M +$14.1M +164,381 +3%
Capital World Investors
16
Capital World Investors
California
$411M
EIP
17
Epoch Investment Partners
New York
$401M -$7.79M -91,011 -2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$401M +$14.8M +172,492 +4%
Fidelity Investments
19
Fidelity Investments
Massachusetts
$379M -$23.5M -274,981 -6%
Morgan Stanley
20
Morgan Stanley
New York
$371M +$15.8M +184,149 +4%
Goldman Sachs
21
Goldman Sachs
New York
$354M +$10.4M +121,549 +3%
JP Morgan Chase
22
JP Morgan Chase
New York
$335M -$36.3M -424,071 -10%
State Farm Mutual Automobile Insurance
23
State Farm Mutual Automobile Insurance
Illinois
$319M
Wells Fargo
24
Wells Fargo
California
$287M +$9.7M +113,259 +3%
Swiss National Bank
25
Swiss National Bank
Switzerland
$272M +$2.44M +28,500 +0.9%

DUK Hedge Fund Activity: Q3 2017 in Review

1,222 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2017, worth a combined $33.8B — up 2.2% from $33B a quarter earlier.

Buyers outnumbered sellers: 66 funds opened new DUK positions and 56 closed out — a net gain of 10 holders — while 475 added to existing stakes and 448 trimmed.

The largest buyer was Bank of America, adding an estimated $270M. The largest seller was Waddell & Reed Financial, cutting an estimated $57.4M.

  • 1,222 institutional investors held Duke Energy (DUK) as of Q3 2017, up from 1,221 in Q2 2017.
  • Funds reported $33.8B of Duke Energy stock for Q3 2017, up 2.2% quarter-over-quarter.
  • 66 funds opened new Duke Energy positions in Q3 2017 and 56 closed out, a net change of +10 holders.
  • The largest Duke Energy buyer in Q3 2017 was Bank of America, an estimated $270M added.
  • The largest Duke Energy seller in Q3 2017 was Waddell & Reed Financial, an estimated $57.4M sold.

Based on aggregated 13F filings for Q3 2017.