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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$3.63B +$56.7M +685,078 +2%
State Street
2
State Street
Massachusetts
$2.66B -$20.8M -251,079 -0.7%
BIT
3
BlackRock Institutional Trust
California
$1.51B +$32.8M +395,913 +2%
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.35B +$345M +4,165,845 +33%
BFA
5
BlackRock Fund Advisors
California
$1.06B +$24.6M +296,928 +2%
Franklin Resources
6
Franklin Resources
California
$833M -$117M -1,413,197 -12%
Federated Hermes
7
Federated Hermes
Pennsylvania
$804M +$61.4M +741,722 +8%
Capital World Investors
8
Capital World Investors
California
$701M -$176M -2,120,000 -19%
Northern Trust
9
Northern Trust
Illinois
$689M +$4.83M +58,343 +0.7%
Invesco
10
Invesco
Georgia
$587M +$14.3M +172,276 +2%
Massachusetts Financial Services
11
Massachusetts Financial Services
Massachusetts
$543M +$43.3M +522,840 +8%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$502M +$22.8M +275,524 +5%
Wellington Management Group
13
Wellington Management Group
Massachusetts
$498M -$134M -1,614,198 -21%
Barclays
14
Barclays
United Kingdom
$497M +$303M +3,657,091 +143%
BG
15
BlackRock Group
United Kingdom
$476M +$2.75M +33,261 +0.6%
Bank of America
16
Bank of America
North Carolina
$473M -$6.88M -83,079 -1%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$467M -$24M -290,255 -5%
Deutsche Bank
18
Deutsche Bank
Germany
$434M -$9.08M -109,665 -2%
Legal & General Group
19
Legal & General Group
United Kingdom
$369M +$4.46M +53,877 +1%
EIP
20
Epoch Investment Partners
New York
$364M +$5.49M +66,272 +1%
Goldman Sachs
21
Goldman Sachs
New York
$319M +$3.31M +40,013 +1%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$308M +$889K +10,738 +0.3%
State Farm Mutual Automobile Insurance
23
State Farm Mutual Automobile Insurance
Illinois
$305M
PAMU
24
Pictet Asset Management (UK)
United Kingdom
$291M -$48.3M -583,731 -14%
Morgan Stanley
25
Morgan Stanley
New York
$286M +$11.2M +134,681 +4%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.