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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
226
iShares Core S&P US Value ETF
IUSV
$28.7B
| $2.76M | 0.09% |
50,768
-3,636
| -7% | -$199K |
2016 Q3
16 quarters
|
|
227
Ares Capital
ARCC
$14B
| $2.72M | 0.09% |
195,325
+5,980
| +3% | +$85.1K |
2013 Q2
29 quarters
|
|
228
iShares Biotechnology ETF
IBB
$11.5B
| $2.7M | 0.09% |
19,958
+63
| +0.3% | +$8.55K |
2013 Q2
29 quarters
|
|
229
Clorox
CLX
$12.8B
| $2.7M | 0.09% |
12,840
+167
| +1% | +$37.2K |
2013 Q2
29 quarters
|
|
230
Morgan Stanley
MS
$292B
| $2.69M | 0.09% |
57,502
+4,433
| +8% | +$223K |
2013 Q2
29 quarters
|
|
231
iShares US Technology ETF
IYW
$23.2B
| $2.67M | 0.09% |
35,432
-14,320
| -29% | -$1.05M |
2013 Q2
29 quarters
|
|
232
Paychex
PAYX
$40.9B
| $2.67M | 0.09% |
33,423
+23,935
| +252% | +$1.8M |
2013 Q2
29 quarters
|
|
233
Aflac
AFL
$61.9B
| $2.66M | 0.09% |
73,153
-1,015
| -1% | -$37K |
2014 Q3
24 quarters
|
|
234
ProShares Online Retail ETF
ONLN
$58.9M
| $2.64M | 0.09% |
42,098
-974
| -2% | -$60.2K |
2018 Q3
8 quarters
|
|
235
Vanguard Industrials ETF
VIS
$7.8B
| $2.64M | 0.09% |
18,246
+1,188
| +7% | +$168K |
2016 Q3
16 quarters
|
|
236
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
| $2.63M | 0.09% |
55,772
+12,338
| +28% | +$583K |
2016 Q2
17 quarters
|
|
237
State Street SPDR Portfolio TIPS Index ETF
SPIP
$1.06B
| $2.61M | 0.09% |
84,544
+3,405
| +4% | +$105K |
2017 Q2
13 quarters
|
|
238
Workday
WDAY
$45.8B
| $2.6M | 0.09% |
12,105
+2,077
| +21% | +$411K |
2019 Q3
4 quarters
|
|
239
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
| $2.6M | 0.09% |
136,676
+51,870
| +61% | +$1.05M |
2013 Q2
29 quarters
|
|
240
Dominion Energy
D
$60B
| $2.6M | 0.09% |
32,900
-7,838
| -19% | -$616K |
2013 Q2
29 quarters
|
|
241
Vertex Pharmaceuticals
VRTX
$140B
| $2.6M | 0.09% |
9,535
-341
| -3% | -$94.1K |
2017 Q1
14 quarters
|
|
242
iShares Gold Trust
IAU
$61.3B
| $2.58M | 0.09% |
71,615
-19,267
| -21% | -$704K |
2017 Q2
13 quarters
|
|
243
VF Corp
VFC
$8.22B
| $2.52M | 0.08% |
35,892
+994
| +3% | +$64.2K |
2015 Q2
21 quarters
|
|
244
Comcast
CMCSA
$87B
| $2.51M | 0.08% |
54,269
-2,719
| -5% | -$118K |
2013 Q2
29 quarters
|
|
245
iShares MSCI EAFE ETF
EFA
$77.9B
| $2.48M | 0.08% |
39,032
-5,391
| -12% | -$345K |
2013 Q2
29 quarters
|
|
246
Vanguard Financials ETF
VFH
$13.7B
| $2.48M | 0.08% |
42,453
+5,885
| +16% | +$350K |
2013 Q2
29 quarters
|
|
247
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$66.9M
| $2.46M | 0.08% |
62,205
+1,379
| +2% | +$53.5K |
2018 Q1
10 quarters
|
|
248
Block Inc
XYZ
$53.5B
| $2.44M | 0.08% |
15,035
-4,325
| -22% | -$611K |
2017 Q3
12 quarters
|
|
249
L3Harris
LHX
$50.5B
| $2.43M | 0.08% |
14,307
+260
| +2% | +$45.6K |
2014 Q1
26 quarters
|
|
250
Deere & Co
DE
$186B
| $2.43M | 0.08% |
10,954
+27
| +0.2% | +$5.21K |
2013 Q2
29 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.