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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GD icon
276
General Dynamics
GD
$101B
$2.21M 0.07%
15,987
+7,057
+79% +$1.04M
OKTA icon
277
Okta
OKTA
$23.8B
$2.2M 0.07%
10,272
+2,879
+39% +$600K
CXSE icon
278
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$490M
$2.19M 0.07%
+38,942
New +$2.12M
ISRG icon
279
Intuitive Surgical
ISRG
$122B
$2.17M 0.07%
9,189
+1,827
+25% +$410K
VT icon
280
Vanguard Total World Stock ETF
VT
$77.2B
$2.17M 0.07%
26,861
+7,504
+39% +$602K
CCI icon
281
Crown Castle
CCI
$33.8B
$2.16M 0.07%
12,999
-1,183
-8% -$195K
CSGP icon
282
CoStar Group
CSGP
$11.3B
$2.16M 0.07%
25,500
+6,890
+37% +$549K
PSA icon
283
Public Storage
PSA
$54.7B
$2.15M 0.07%
9,630
-1,192
-11% -$244K
EFAV icon
284
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$2.14M 0.07%
31,437
+1,840
+6% +$125K
FLQL icon
285
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.07B
$2.13M 0.07%
61,319
-295
-0.5% -$10.1K
HYLB icon
286
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.53B
$2.12M 0.07%
55,186
-289
-0.5% -$11.1K
DGS icon
287
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.73B
$2.12M 0.07%
51,167
-8,223
-14% -$344K
SKYY icon
288
First Trust Cloud Computing ETF
SKYY
$2.76B
$2.1M 0.07%
26,741
-1,940
-7% -$151K
VOE icon
289
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.05M 0.07%
20,192
-493
-2% -$49.9K
ARKG icon
290
ARK Genomic Revolution ETF
ARKG
$1.55B
$2.04M 0.07%
+32,062
New +$1.88M
NOC icon
291
Northrop Grumman
NOC
$74.6B
$2.04M 0.07%
6,455
-94
-1% -$30.6K
NXDT
292
NexPoint Diversified Real Estate Trust
NXDT
$290M
$2.03M 0.07%
234,147
-20,379
-8% -$195K
ETN icon
293
Eaton
ETN
$158B
$2.03M 0.07%
19,868
+1,168
+6% +$114K
TWTR
294
DELISTED
Twitter, Inc.
TWTR
$2.01M 0.07%
45,234
-37,107
-45% -$1.42M
DFEB icon
295
FT Vest US Equity Deep Buffer ETF February
DFEB
$460M
$2.01M 0.07%
64,891
+28,677
+79% +$881K
HUM icon
296
Humana
HUM
$47.7B
$2M 0.07%
4,844
-169
-3% -$68K
XLY icon
297
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$2M 0.07%
27,274
-542
-2% -$38.4K
STZ icon
298
Constellation Brands
STZ
$22.6B
$2M 0.07%
10,562
-323
-3% -$58.9K
PFG icon
299
Principal Financial Group
PFG
$23.4B
$1.96M 0.07%
+48,650
New +$2.07M
JNK icon
300
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.26B
$1.93M 0.06%
18,531
+2,680
+17% +$280K
10 11
12
13 14

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.