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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.08B
| $1.75M | 0.06% |
67,230
-6,457
| -9% | -$171K |
|
327
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
| $1.75M | 0.06% |
28,780
-720
| -2% | -$43.9K |
|
328
W.P. Carey
WPC
$16B
| $1.72M | 0.06% |
27,001
-1,210
| -4% | -$81.5K |
|
329
WisdomTree US LargeCap Fund
EPS
$1.67B
| $1.7M | 0.06% |
48,107
+4,700
| +11% | +$166K |
|
330
iShares Russell 2000 Value ETF
IWN
$14.6B
| $1.69M | 0.06% |
16,976
-2,669
| -14% | -$271K |
|
331
Newmont
NEM
$135B
| $1.68M | 0.06% |
26,472
+1,215
| +5% | +$79.2K |
|
332
First Trust Senior Loan Fund ETF
FTSL
$2.37B
| $1.68M | 0.06% |
36,419
-10,806
| -23% | -$498K |
|
333
Ecolab
ECL
$78.3B
| $1.66M | 0.06% |
8,314
+466
| +6% | +$93.1K |
|
334
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
| $1.65M | 0.06% |
13,739
+509
| +4% | +$60.1K |
|
335
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $1.65M | 0.06% |
31,713
-3,706
| -10% | -$193K |
|
336
Mercado Libre
MELI
$100B
| $1.64M | 0.06% |
1,517
+536
| +55% | +$582K |
|
337
CapForce IBD 50 ETF
FFTY
$78M
| $1.64M | 0.06% |
43,950
-16,478
| -27% | -$607K |
|
338
American Express
AXP
$220B
| $1.63M | 0.05% |
16,298
+214
| +1% | +$21.1K |
|
339
Vodafone
VOD
$39.1B
| $1.63M | 0.05% |
121,640
-67,042
| -36% | -$1.01M |
|
340
First Trust Managed Municipal ETF
FMB
$2.03B
| $1.63M | 0.05% |
29,284
+5,285
| +22% | +$295K |
|
341
Kinder Morgan
KMI
$69.9B
| $1.63M | 0.05% |
131,855
-991
| -0.7% | -$13.8K |
|
342
Edwards Lifesciences
EW
$51.8B
| $1.62M | 0.05% |
+20,305
| New | +$1.58M |
|
343
Cigna
CI
$74.7B
| $1.61M | 0.05% |
9,526
-39
| -0.4% | -$6.87K |
|
344
GSK
GSK
$100B
| $1.61M | 0.05% |
34,160
-2,366
| -6% | -$119K |
|
345
General Motors
GM
$77B
| $1.6M | 0.05% |
54,226
-21,828
| -29% | -$613K |
|
346
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
| $1.59M | 0.05% |
15,569
-1,302
| -8% | -$133K |
|
347
Ares Management
ARES
$31.6B
| $1.57M | 0.05% |
38,750
+7,081
| +22% | +$283K |
|
348
Nucor
NUE
$59.2B
| $1.57M | 0.05% |
34,911
+23,790
| +214% | +$1.05M |
|
349
Omnicom Group
OMC
$22.7B
| $1.56M | 0.05% |
31,554
+21,646
| +218% | +$1.16M |
|
350
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
| $1.55M | 0.05% |
26,837
+3,271
| +14% | +$188K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.