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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.62B
| $1.75M | 0.06% |
67,230
-6,457
| -9% | -$171K |
|
327
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
| $1.75M | 0.06% |
28,780
-720
| -2% | -$43.9K |
|
328
W.P. Carey
WPC
$16.8B
| $1.72M | 0.06% |
27,001
-1,210
| -4% | -$81.5K |
|
329
WisdomTree US LargeCap Fund
EPS
$1.58B
| $1.7M | 0.06% |
48,107
+4,700
| +11% | +$166K |
|
330
iShares Russell 2000 Value ETF
IWN
$14.4B
| $1.69M | 0.06% |
16,976
-2,669
| -14% | -$271K |
|
331
Newmont
NEM
$100B
| $1.68M | 0.06% |
26,472
+1,215
| +5% | +$79.2K |
|
332
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $1.68M | 0.06% |
36,419
-10,806
| -23% | -$498K |
|
333
Ecolab
ECL
$74.3B
| $1.66M | 0.06% |
8,314
+466
| +6% | +$93.1K |
|
334
Vanguard Mega Cap 300 Index ETF
MGC
$9.91B
| $1.65M | 0.06% |
13,739
+509
| +4% | +$60.1K |
|
335
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $1.65M | 0.06% |
31,713
-3,706
| -10% | -$193K |
|
336
Mercado Libre
MELI
$90.5B
| $1.64M | 0.06% |
1,517
+536
| +55% | +$582K |
|
337
CapForce IBD 50 ETF
FFTY
$81.1M
| $1.64M | 0.06% |
43,950
-16,478
| -27% | -$607K |
|
338
American Express
AXP
$235B
| $1.63M | 0.05% |
16,298
+214
| +1% | +$21.1K |
|
339
Vodafone
VOD
$35.7B
| $1.63M | 0.05% |
121,640
-67,042
| -36% | -$1.01M |
|
340
First Trust Managed Municipal ETF
FMB
$2.03B
| $1.63M | 0.05% |
29,284
+5,285
| +22% | +$295K |
|
341
Kinder Morgan
KMI
$72B
| $1.63M | 0.05% |
131,855
-991
| -0.7% | -$13.8K |
|
342
Edwards Lifesciences
EW
$48.2B
| $1.62M | 0.05% |
+20,305
| New | +$1.58M |
|
343
Cigna
CI
$75.2B
| $1.61M | 0.05% |
9,526
-39
| -0.4% | -$6.87K |
|
344
GSK
GSK
$101B
| $1.61M | 0.05% |
34,160
-2,366
| -6% | -$119K |
|
345
General Motors
GM
$73B
| $1.6M | 0.05% |
54,226
-21,828
| -29% | -$613K |
|
346
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
| $1.59M | 0.05% |
15,569
-1,302
| -8% | -$133K |
|
347
Ares Management
ARES
$26.9B
| $1.57M | 0.05% |
38,750
+7,081
| +22% | +$283K |
|
348
Nucor
NUE
$55.2B
| $1.57M | 0.05% |
34,911
+23,790
| +214% | +$1.05M |
|
349
Omnicom Group
OMC
$22.4B
| $1.56M | 0.05% |
31,554
+21,646
| +218% | +$1.16M |
|
350
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $1.55M | 0.05% |
26,837
+3,271
| +14% | +$188K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.