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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Uber
UBER
$140B
| $1.42M | 0.05% |
38,995
-5,676
| -13% | -$187K |
|
377
iShares US Aerospace & Defense ETF
ITA
$14.1B
| $1.42M | 0.05% |
17,940
+162
| +0.9% | +$13.3K |
|
378
Mondelez International
MDLZ
$77.3B
| $1.42M | 0.05% |
24,705
-829
| -3% | -$46.1K |
|
379
Fastenal
FAST
$52.5B
| $1.42M | 0.05% |
62,822
+41,388
| +193% | +$951K |
|
380
Golub Capital BDC
GBDC
$3.3B
| $1.41M | 0.05% |
106,465
+23,877
| +29% | +$298K |
|
381
eBay
EBAY
$47.8B
| $1.41M | 0.05% |
26,980
-188
| -0.7% | -$10.4K |
|
382
American Water Works
AWK
$26.4B
| $1.4M | 0.05% |
9,685
-525
| -5% | -$74.4K |
|
383
PNC Financial Services
PNC
$98.8B
| $1.4M | 0.05% |
12,747
-380
| -3% | -$40.9K |
|
384
Elevance Health
ELV
$82.6B
| $1.4M | 0.05% |
5,212
-274
| -5% | -$73.7K |
|
385
Seagate
STX
$208B
| $1.4M | 0.05% |
28,384
-522
| -2% | -$24.5K |
|
386
International Paper
IP
$20.4B
| $1.39M | 0.05% |
36,299
-1,811
| -5% | -$63.9K |
|
387
Texas Instruments
TXN
$258B
| $1.39M | 0.05% |
9,715
+1,770
| +22% | +$241K |
|
388
First Trust Technology AlphaDEX Fund
FXL
$2.51B
| $1.39M | 0.05% |
15,242
+4,847
| +47% | +$427K |
|
389
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
| $1.37M | 0.05% |
25,579
-236
| -0.9% | -$12.5K |
|
390
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.35B
| $1.36M | 0.05% |
50,590
+4,318
| +9% | +$122K |
|
391
Xcel Energy
XEL
$50.6B
| $1.36M | 0.05% |
19,679
-1,796
| -8% | -$123K |
|
392
First Trust Emerging Markets AlphaDEX Fund
FEM
$755M
| $1.36M | 0.05% |
62,668
-5,017
| -7% | -$114K |
|
393
BP
BP
$114B
| $1.35M | 0.05% |
77,452
-27,384
| -26% | -$593K |
|
394
Spotify
SPOT
$96.2B
| $1.35M | 0.05% |
5,557
+1,113
| +25% | +$287K |
|
395
American Electric Power
AEP
$73.5B
| $1.35M | 0.05% |
16,485
+2,710
| +20% | +$223K |
|
396
T-Mobile US
TMUS
$196B
| $1.33M | 0.04% |
11,660
+714
| +7% | +$79.1K |
|
397
State Street SPDR S&P China ETF
GXC
$448M
| $1.33M | 0.04% |
11,176
-1,656
| -13% | -$195K |
|
398
Novartis
NVS
$295B
| $1.33M | 0.04% |
15,250
-236
| -2% | -$20.4K |
|
399
Dow Inc
DOW
$22.9B
| $1.32M | 0.04% |
28,133
-813
| -3% | -$36.5K |
|
400
VanEck Morningstar Wide Moat ETF
MOAT
$11.4B
| $1.32M | 0.04% |
24,250
+1,615
| +7% | +$88.3K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.