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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
376
Uber
UBER
$140B
| $1.42M | 0.05% |
38,995
-5,676
| -13% | -$187K |
2019 Q2
5 quarters
|
|
377
iShares US Aerospace & Defense ETF
ITA
$4.02B
| $1.42M | 0.05% |
53,820
+486
| +0.9% | +$13.3K |
2016 Q4
15 quarters
|
|
378
Mondelez International
MDLZ
$83.6B
| $1.42M | 0.05% |
24,705
-829
| -3% | -$46.2K |
2013 Q2
29 quarters
|
|
379
Fastenal
FAST
$60.8B
| $1.42M | 0.05% |
62,822
+41,388
| +193% | +$951K |
2015 Q2
21 quarters
|
|
380
Golub Capital BDC
GBDC
$3.31B
| $1.41M | 0.05% |
106,465
+23,877
| +29% | +$298K |
2020 Q1
2 quarters
|
|
381
eBay
EBAY
$53.5B
| $1.41M | 0.05% |
26,980
-188
| -0.7% | -$10.4K |
2013 Q2
29 quarters
|
|
382
American Water Works
AWK
$29.9B
| $1.4M | 0.05% |
9,685
-525
| -5% | -$74.4K |
2017 Q2
13 quarters
|
|
383
PNC Financial Services
PNC
$89.5B
| $1.4M | 0.05% |
12,747
-380
| -3% | -$40.9K |
2013 Q2
29 quarters
|
|
384
Elevance Health
ELV
$92B
| $1.4M | 0.05% |
5,212
-274
| -5% | -$73.7K |
2014 Q3
24 quarters
|
|
385
Seagate
STX
$106B
| $1.4M | 0.05% |
28,384
-522
| -2% | -$24.5K |
2013 Q2
29 quarters
|
|
386
International Paper
IP
$18.3B
| $1.39M | 0.05% |
36,299
-1,811
| -5% | -$63.9K |
2013 Q2
29 quarters
|
|
387
Texas Instruments
TXN
$254B
| $1.39M | 0.05% |
9,715
+1,770
| +22% | +$241K |
2013 Q2
29 quarters
|
|
388
First Trust Technology AlphaDEX Fund
FXL
$2.48B
| $1.39M | 0.05% |
15,242
+4,847
| +47% | +$427K |
2014 Q1
26 quarters
|
|
389
Invesco S&P 500 Low Volatility ETF
SPLV
$7.53B
| $1.37M | 0.05% |
25,579
-236
| -0.9% | -$12.5K |
2013 Q2
29 quarters
|
|
390
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.5B
| $1.36M | 0.05% |
50,590
+4,318
| +9% | +$122K |
2017 Q3
12 quarters
|
|
391
Xcel Energy
XEL
$51.1B
| $1.36M | 0.05% |
19,679
-1,796
| -8% | -$123K |
2014 Q3
24 quarters
|
|
392
First Trust Emerging Markets AlphaDEX Fund
FEM
$733M
| $1.36M | 0.05% |
62,668
-5,017
| -7% | -$114K |
2017 Q4
11 quarters
|
|
393
BP
BP
$115B
| $1.35M | 0.05% |
77,452
-27,384
| -26% | -$593K |
2014 Q3
24 quarters
|
|
394
Spotify
SPOT
$124B
| $1.35M | 0.05% |
5,557
+1,113
| +25% | +$287K |
2020 Q2
1 quarter
|
|
395
American Electric Power
AEP
$68.9B
| $1.35M | 0.05% |
16,485
+2,710
| +20% | +$223K |
2014 Q3
24 quarters
|
|
396
T-Mobile US
TMUS
$172B
| $1.33M | 0.04% |
11,660
+714
| +7% | +$79.1K |
2018 Q1
10 quarters
|
|
397
State Street SPDR S&P China ETF
GXC
$446M
| $1.33M | 0.04% |
11,176
-1,656
| -13% | -$195K |
2013 Q3
28 quarters
|
|
398
Novartis
NVS
$307B
| $1.33M | 0.04% |
15,250
-236
| -2% | -$20.4K |
2013 Q2
29 quarters
|
|
399
Dow Inc
DOW
$22.7B
| $1.32M | 0.04% |
28,133
-813
| -3% | -$36.5K |
2019 Q2
5 quarters
|
|
400
VanEck Morningstar Wide Moat ETF
MOAT
$12B
| $1.32M | 0.04% |
24,250
+1,615
| +7% | +$88.3K |
2014 Q2
25 quarters
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.