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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VER
426
DELISTED
VEREIT, Inc.
VER
| $1.2M | 0.04% |
36,810
-3,014
| -8% | -$99.3K |
|
427
iShares Global Materials ETF
MXI
$335M
| $1.19M | 0.04% |
+17,045
| New | +$1.17M |
|
428
BCE
BCE
$19.8B
| $1.18M | 0.04% |
28,431
+248
| +0.9% | +$10.5K |
|
|
SPYM
429
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
| $1.17M | 0.04% |
29,716
+19,670
| +196% | +$766K |
|
430
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $1.17M | 0.04% |
10,414
+405
| +4% | +$46.1K |
|
431
TJX Companies
TJX
$169B
| $1.16M | 0.04% |
20,861
+3,362
| +19% | +$181K |
|
|
ABMD
432
DELISTED
Abiomed Inc
ABMD
| $1.16M | 0.04% |
+4,172
| New | +$1.2M |
|
433
Innovator US Equity Power Buffer ETF August
PAUG
$856M
| $1.15M | 0.04% |
+42,661
| New | +$1.14M |
|
434
Planet Fitness
PLNT
$4.26B
| $1.15M | 0.04% |
+18,655
| New | +$1.07M |
|
435
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$320M
| $1.15M | 0.04% |
15,003
+1,279
| +9% | +$95.9K |
|
436
Tyler Technologies
TYL
$11.9B
| $1.15M | 0.04% |
3,297
+775
| +31% | +$268K |
|
|
PPL
437
PPL Corp
PPL
$27.3B
| $1.14M | 0.04% |
42,039
-959
| -2% | -$25.9K |
|
438
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.1M
| $1.14M | 0.04% |
39,622
-43,081
| -52% | -$1.24M |
|
439
KKR & Co
KKR
$85.9B
| $1.13M | 0.04% |
32,947
-4,334
| -12% | -$152K |
|
440
HEICO Corp
HEI
$47.6B
| $1.13M | 0.04% |
10,799
+2,581
| +31% | +$267K |
|
441
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.7B
| $1.13M | 0.04% |
32,326
+9,555
| +42% | +$333K |
|
|
TCP
442
DELISTED
TC Pipelines LP
TCP
| $1.11M | 0.04% |
43,523
+34,170
| +365% | +$1.04M |
|
443
Digital Realty Trust
DLR
$66.4B
| $1.11M | 0.04% |
7,563
-5,398
| -42% | -$809K |
|
444
Diageo
DEO
$45.5B
| $1.11M | 0.04% |
8,056
-523
| -6% | -$72.1K |
|
|
WCLD
445
WisdomTree Cloud Computing Fund
WCLD
$233M
| $1.11M | 0.04% |
25,873
+6,233
| +32% | +$257K |
|
446
JD.com
JD
$40.5B
| $1.1M | 0.04% |
14,210
+7,265
| +105% | +$505K |
|
447
GE Aerospace
GE
$362B
| $1.1M | 0.04% |
35,461
+1,585
| +5% | +$51.5K |
|
448
Ciena
CIEN
$57.3B
| $1.09M | 0.04% |
+27,527
| New | +$1.45M |
|
449
National Grid
NGG
$81.9B
| $1.09M | 0.04% |
21,265
-1,856
| -8% | -$93.2K |
|
450
Illumina
ILMN
$29.6B
| $1.08M | 0.04% |
3,608
-2,224
| -38% | -$766K |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.