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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
476
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$105M
| $1M | 0.03% |
38,199
-2,553
| -6% | -$66.7K |
2020 Q2
1 quarter
|
|
477
Cognizant
CTSH
$28.9B
| $999K | 0.03% |
14,386
+4,118
| +40% | +$268K |
2013 Q3
28 quarters
|
|
478
Global X MLP ETF
MLPA
$2.28B
| $998K | 0.03% |
45,459
+719
| +2% | +$18.3K |
2017 Q2
13 quarters
|
|
479
Magna International
MGA
$16B
| $997K | 0.03% |
21,802
-21,956
| -50% | -$1.06M |
2018 Q3
8 quarters
|
|
|
RDS.A
480
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $995K | 0.03% |
39,520
-5,242
| -12% | -$159K |
2013 Q2
29 quarters
|
|
|
SGEN
481
DELISTED
Seagen Inc. Common Stock
SGEN
| $990K | 0.03% |
5,057
+1,081
| +27% | +$181K |
2019 Q4
3 quarters
|
|
482
Schwab International Equity ETF
SCHF
$66B
| $979K | 0.03% |
62,356
-5,304
| -8% | -$83.3K |
2015 Q4
19 quarters
|
|
483
Emerson Electric
EMR
$90.6B
| $967K | 0.03% |
14,748
-122
| -0.8% | -$8.04K |
2013 Q2
29 quarters
|
|
484
MSCI
MSCI
$46.6B
| $961K | 0.03% |
2,694
+185
| +7% | +$67.2K |
2018 Q1
10 quarters
|
|
485
Innovator US Equity Buffer ETF January
BJAN
$337M
| $957K | 0.03% |
31,733
-1,703
| -5% | -$50.8K |
2019 Q4
3 quarters
|
|
486
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.85B
| $957K | 0.03% |
44,381
-1,905
| -4% | -$41.1K |
2017 Q4
11 quarters
|
|
487
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$898M
| $954K | 0.03% |
17,727
+252
| +1% | +$13.6K |
2019 Q3
4 quarters
|
|
488
Paylocity
PCTY
$9.03B
| $952K | 0.03% |
+5,895
| New | +$830K |
2020 Q3
0 quarters
|
|
489
Saba Opportunistically Hedged Closed-End Funds ETF
CEFS
$410M
| $941K | 0.03% |
51,408
+4,426
| +9% | +$81.5K |
2019 Q2
5 quarters
|
|
490
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
| $931K | 0.03% |
82,340
+817
| +1% | +$9.44K |
2013 Q2
29 quarters
|
|
491
DELISTED
Paramount Global Class B
PARA
| $929K | 0.03% |
33,151
+7,142
| +27% | +$191K |
2019 Q3
4 quarters
|
|
492
Skyworks Solutions
SWKS
$19.3B
| $924K | 0.03% |
6,348
-453
| -7% | -$63K |
2014 Q2
25 quarters
|
|
493
MGM Resorts International
MGM
$8.18B
| $922K | 0.03% |
42,386
-5,574
| -12% | -$110K |
2019 Q2
5 quarters
|
|
494
Moody's
MCO
$87.2B
| $917K | 0.03% |
3,164
+708
| +29% | +$202K |
2016 Q3
16 quarters
|
|
495
Arbor Realty Trust
ABR
$297M
| $915K | 0.03% |
79,786
+10,493
| +15% | +$110K |
2018 Q3
8 quarters
|
|
496
West Pharmaceutical
WST
$27.9B
| $914K | 0.03% |
3,326
+222
| +7% | +$58.8K |
2019 Q1
6 quarters
|
|
497
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$271M
| $913K | 0.03% |
+21,464
| New | +$887K |
2020 Q3
0 quarters
|
|
498
NXP Semiconductors
NXPI
$62.6B
| $909K | 0.03% |
7,285
+2
| +0% | +$244 |
2018 Q3
8 quarters
|
|
499
Vanguard Tax-Exempt Bond Index Fund
VTEB
$51.7B
| $908K | 0.03% |
16,670
+2,737
| +20% | +$149K |
2018 Q1
10 quarters
|
|
500
Sprott Focus Trust
FUND
$296M
| $907K | 0.03% |
152,482
-3,585
| -2% | -$22.1K |
2013 Q2
29 quarters
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.