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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVC icon
476
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
$1M 0.03%
38,199
-2,553
-6% -$66.7K
CTSH icon
477
Cognizant
CTSH
$20.3B
$999K 0.03%
14,386
+4,118
+40% +$268K
MLPA icon
478
Global X MLP ETF
MLPA
$2.28B
$998K 0.03%
45,459
+719
+2% +$18.3K
MGA icon
479
Magna International
MGA
$17.9B
$997K 0.03%
21,802
-21,956
-50% -$1.06M
RDS.A
480
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$995K 0.03%
39,520
-5,242
-12% -$159K
SGEN
481
DELISTED
Seagen Inc. Common Stock
SGEN
$990K 0.03%
5,057
+1,081
+27% +$181K
SCHF icon
482
Schwab International Equity ETF
SCHF
$65.7B
$979K 0.03%
62,356
-5,304
-8% -$83.3K
EMR icon
483
Emerson Electric
EMR
$81.2B
$967K 0.03%
14,748
-122
-0.8% -$8.04K
MSCI icon
484
MSCI
MSCI
$40.2B
$961K 0.03%
2,694
+185
+7% +$67.2K
BJAN icon
485
Innovator US Equity Buffer ETF January
BJAN
$393M
$957K 0.03%
31,733
-1,703
-5% -$50.8K
QYLD icon
486
Global X NASDAQ-100 Covered Call ETF
QYLD
$8B
$957K 0.03%
44,381
-1,905
-4% -$41.1K
AGGY icon
487
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$954K 0.03%
17,727
+252
+1% +$13.6K
PCTY icon
488
Paylocity
PCTY
$6.46B
$952K 0.03%
+5,895
New +$830K
CEFS icon
489
Saba Closed-End Funds ETF
CEFS
$425M
$941K 0.03%
51,408
+4,426
+9% +$81.5K
EVV
490
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$931K 0.03%
82,340
+817
+1% +$9.45K
PARA
491
DELISTED
Paramount Global Class B
PARA
$929K 0.03%
33,151
+7,142
+27% +$191K
SWKS icon
492
Skyworks Solutions
SWKS
$9.1B
$924K 0.03%
6,348
-453
-7% -$63K
MGM icon
493
MGM Resorts International
MGM
$11.5B
$922K 0.03%
42,386
-5,574
-12% -$110K
MCO icon
494
Moody's
MCO
$82.5B
$917K 0.03%
3,164
+708
+29% +$202K
ABR icon
495
Arbor Realty Trust
ABR
$966M
$915K 0.03%
79,786
+10,493
+15% +$110K
WST icon
496
West Pharmaceutical
WST
$25.1B
$914K 0.03%
3,326
+222
+7% +$58.8K
FXD icon
497
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
$913K 0.03%
+21,464
New +$887K
NXPI icon
498
NXP Semiconductors
NXPI
$70B
$909K 0.03%
7,285
+2
+0% +$244
VTEB icon
499
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45B
$908K 0.03%
16,670
+2,737
+20% +$149K
FUND
500
Sprott Focus Trust
FUND
$294M
$907K 0.03%
152,482
-3,585
-2% -$22.1K
18 19
20
21 22

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.