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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
451
Regeneron Pharmaceuticals
REGN
$93.6B
| $1.08M | 0.04% |
1,939
-1,261
| -39% | -$765K |
2013 Q3
28 quarters
|
|
452
Roku
ROKU
$23.9B
| $1.08M | 0.04% |
5,705
+2,045
| +56% | +$323K |
2019 Q3
4 quarters
|
|
453
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
| $1.08M | 0.04% |
28,486
-3,213
| -10% | -$122K |
2016 Q1
18 quarters
|
|
|
AVLR
454
DELISTED
Avalara, Inc.
AVLR
| $1.07M | 0.04% |
+8,397
| New | +$1.07M |
2020 Q3
0 quarters
|
|
455
iShares MSCI Switzerland ETF
EWL
$3.04B
| $1.07M | 0.04% |
25,977
-3,680
| -12% | -$152K |
2013 Q3
28 quarters
|
|
456
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.34B
| $1.07M | 0.04% |
41,256
+3,200
| +8% | +$82.6K |
2013 Q3
28 quarters
|
|
457
Prologis
PLD
$121B
| $1.07M | 0.04% |
10,590
+288
| +3% | +$28.9K |
2018 Q2
9 quarters
|
|
458
CrowdStrike
CRWD
$222B
| $1.06M | 0.04% |
30,920
+7,288
| +31% | +$212K |
2020 Q1
2 quarters
|
|
459
Invesco DB Commodity Index Tracking Fund
DBC
$1.87B
| $1.06M | 0.04% |
81,077
-7,182
| -8% | -$93.7K |
2019 Q4
3 quarters
|
|
460
Vanguard Materials ETF
VAW
$3.27B
| $1.06M | 0.04% |
7,857
+1,774
| +29% | +$235K |
2013 Q4
27 quarters
|
|
461
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.04B
| $1.06M | 0.04% |
12,103
-1,902
| -14% | -$169K |
2014 Q2
25 quarters
|
|
462
iShares 0-1 Year Treasury Bond ETF
SHV
$21.4B
| $1.06M | 0.04% |
9,526
-7,396
| -44% | -$819K |
2017 Q4
11 quarters
|
|
463
Centene
CNC
$34.5B
| $1.05M | 0.04% |
18,066
+2,593
| +17% | +$161K |
2019 Q3
4 quarters
|
|
464
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.2B
| $1.05M | 0.04% |
9,722
-684
| -7% | -$73.6K |
2019 Q1
6 quarters
|
|
465
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
| $1.05M | 0.04% |
17,677
-74
| -0.4% | -$4.38K |
2019 Q3
4 quarters
|
|
466
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
| $1.04M | 0.03% |
72,184
-7,568
| -9% | -$105K |
2016 Q4
15 quarters
|
|
467
Guidewire Software
GWRE
$13.3B
| $1.03M | 0.03% |
9,903
+1,769
| +22% | +$199K |
2019 Q3
4 quarters
|
|
468
Ford
F
$49.7B
| $1.03M | 0.03% |
154,431
-6,127
| -4% | -$41.5K |
2013 Q2
29 quarters
|
|
469
Delta Air Lines
DAL
$57.4B
| $1.03M | 0.03% |
33,597
+2,153
| +7% | +$62.1K |
2014 Q3
24 quarters
|
|
470
Lumentum
LITE
$48.8B
| $1.02M | 0.03% |
+13,642
| New | +$1.13M |
2020 Q3
0 quarters
|
|
471
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$465M
| $1.02M | 0.03% |
23,080
-3,565
| -13% | -$137K |
2017 Q3
12 quarters
|
|
472
Zoetis
ZTS
$32.3B
| $1.02M | 0.03% |
6,178
+556
| +10% | +$85.4K |
2016 Q2
17 quarters
|
|
473
Amplify Mobile Payments ETF
IPAY
$151M
| $1.02M | 0.03% |
18,720
-270
| -1% | -$14.4K |
2017 Q1
14 quarters
|
|
474
United Rentals
URI
$65.4B
| $1.01M | 0.03% |
5,765
-470
| -8% | -$79K |
2016 Q4
15 quarters
|
|
475
NYLIM Merger Arbitrage ETF
MNA
$261M
| $1M | 0.03% |
29,838
-742
| -2% | -$23.9K |
2015 Q2
21 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.