First Allied Advisory Services’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.08M	Sell	28,486 -3,213	-10%	-$122K	0.04%	453
2020 Q2	$1.15M	Sell	31,699 -239	-0.7%	-$8.37K	0.04%	411
2020 Q1	$1M	Sell	31,938 -2,375	-7%	-$98.9K	0.04%	390
2019 Q4	$1.6M	Sell	34,313 -2,996	-8%	-$135K	0.05%	352
2019 Q3	$1.64M	Sell	37,309 -700	-2%	-$30.2K	0.06%	348
2019 Q2	$1.65M	Sell	38,009 -933	-2%	-$40.2K	0.06%	334
2019 Q1	$1.67M	Sell	38,942 -12,200	-24%	-$517K	0.06%	334
2018 Q4	$2.02M	Sell	51,142 -5,193	-9%	-$225K	0.08%	266
2018 Q3	$2.6M	Buy	56,335 +3,476	+7%	+$159K	0.09%	247
2018 Q2	$2.35M	Sell	52,859 -9,891	-16%	-$440K	0.09%	260
2018 Q1	$2.74M	Buy	62,750 +34,164	+120%	+$1.57M	0.11%	219
2017 Q4	$1.31M	Buy	28,586 +1,534	+6%	+$68.9K	0.05%	382
2017 Q3	$1.19M	Buy	27,052 +2,110	+8%	+$90.7K	0.05%	369
2017 Q2	$1.06M	Buy	24,942 +18,414	+282%	+$784K	0.05%	408
2017 Q1	$280K	Sell	6,528 -665	-9%	-$28.7K	0.01%	817
2016 Q4	$303K	Buy	7,193 +1,835	+34%	+$76.2K	0.02%	778
2016 Q3	$223K	Hold	5,358	–	–	0.01%	886
2016 Q2	$214K	Sell	5,358 -285	-5%	-$11.2K	0.01%	908
2016 Q1	$220K	Buy	+5,643	New	+$200K	0.01%	869
2015 Q3	–	Sell	-12,083	Closed	-$442K	–	1136
2015 Q2	$442K	Buy	12,083 +1,699	+16%	+$64.9K	0.02%	653
2015 Q1	$384K	Buy	+10,384	New	+$392K	0.03%	677