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ALPS Sector Dividend Dogs ETF

118 hedge funds and large institutions have $343M invested in ALPS Sector Dividend Dogs ETF in 2020 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 26 increasing their positions, 59 reducing their positions, and 42 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.53% less ownership

Funds ownership: 36.33%33.8% (-2.5%)

20% less funds holding

Funds holding: 148118 (-30)

47% less capital invested

Capital invested by funds: $647M → $343M (-$303M)

56% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 59

64% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 42

83% less funds holding in top 10

Funds holding in top 10: 61 (-5)

Holders
118
Holders Change
-30
Holders Change %
-20.27%
% of All Funds
2.6%
Holding in Top 10
1
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-83.33%
% of All Funds
0.02%
New
15
Increased
26
Reduced
59
Closed
42
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$56.5M -$25.3M -606,673 -25%
Bank of America
2
Bank of America
North Carolina
$56.1M -$5.12M -122,956 -6%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$36M -$825K -19,818 -2%
Wells Fargo
4
Wells Fargo
California
$31.1M -$8.58M -206,005 -17%
UBS Group
5
UBS Group
Switzerland
$20.9M -$12.5M -300,067 -31%
UCFA
6
United Capital Financial Advisors
Texas
$16.7M +$1.03M +24,668 +5%
LPL Financial
7
LPL Financial
California
$15.9M +$480K +11,537 +2%
BWM
8
BerganKDV Wealth Management
Minnesota
$10.8M +$1.15M +27,671 +9%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$9.53M -$1.36M -32,547 -10%
RJA
10
Raymond James & Associates
Florida
$8.91M -$2.48M -59,538 -17%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$7.2M -$201K -4,838 -2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$6.1M +$619K +14,876 +8%
GLA
13
Good Life Advisors
Pennsylvania
$4.94M +$49.1K +1,178 +0.8%
GAM
14
Gemmer Asset Management
California
$4.15M +$60.1K +1,443 +1%
FIM
15
Frontier Investment Management
Texas
$3.8M -$10.7M -256,525 -68%
JP Morgan Chase
16
JP Morgan Chase
New York
$3.73M -$778K -18,688 -14%
Ameriprise
17
Ameriprise
Minnesota
$3.12M +$441K +10,581 +12%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$3.12M +$1.1M +26,312 +36%
Osaic Holdings
19
Osaic Holdings
Arizona
$2.97M +$3.96M +95,034 New
HCP
20
Holt Capital Partners
Texas
$2.33M -$378K -9,075 -11%
MML Investors Services
21
MML Investors Services
Massachusetts
$2.33M +$5.54K +133 +0.2%
Citadel Advisors
22
Citadel Advisors
Florida
$2.12M +$1.95M +46,711 +223%
Qube Research & Technologies (QRT)
23
Qube Research & Technologies (QRT)
United Kingdom
$1.6M -$1.14M -27,370 -35%
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.53M +$34.6K +832 +2%
CFA
25
Cahill Financial Advisors
Minnesota
$1.45M -$15K -360 -0.8%

SDOG Hedge Fund Activity: Q1 2020 in Review

118 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q1 2020, worth a combined $343M — down 47% from $647M a quarter earlier.

Sellers outnumbered buyers: 42 funds closed out of SDOG and 15 opened new positions — a net loss of 27 holders — while 59 trimmed existing stakes and 26 added.

The largest buyer was Citadel Advisors, adding an estimated $1.95M. The largest seller was Morgan Stanley, cutting an estimated $25.3M.

  • 118 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q1 2020, down from 148 in Q4 2019.
  • Funds reported $343M of ALPS Sector Dividend Dogs ETF stock for Q1 2020, down 47% quarter-over-quarter.
  • 15 funds opened new ALPS Sector Dividend Dogs ETF positions in Q1 2020 and 42 closed out, a net change of -27 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q1 2020 was Citadel Advisors, an estimated $1.95M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q1 2020 was Morgan Stanley, an estimated $25.3M sold.

Based on aggregated 13F filings for Q1 2020.