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ALPS Sector Dividend Dogs ETF

147 hedge funds and large institutions have $440M invested in ALPS Sector Dividend Dogs ETF in 2023 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 45 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 36

21% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 14

0.27% more ownership

Funds ownership: 35.97%36.24% (+0.27%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less capital invested

Capital invested by funds: $449M → $440M (-$9.18M)

2% less funds holding

Funds holding: 150147 (-3)

Holders
147
Holders Change
-3
Holders Change %
-2%
% of All Funds
2.34%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
17
Increased
45
Reduced
36
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$90.8M +$786K +14,921 +0.8%
Bank of America
2
Bank of America
North Carolina
$77.4M -$1.42M -26,929 -2%
Wells Fargo
3
Wells Fargo
California
$54.5M -$412K -7,824 -0.7%
UBS Group
4
UBS Group
Switzerland
$24.1M -$3.35M -63,642 -12%
UCFA
5
United Capital Financial Advisors
Texas
$17.8M +$708K +13,434 +4%
DSCM
6
Del-Sette Capital Management
New York
$15.9M -$11.6M -220,422 -42%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$15.9M -$121K -2,292 -0.7%
LPL Financial
8
LPL Financial
California
$13.7M +$3.73M +70,777 +36%
Ameriprise
9
Ameriprise
Minnesota
$9.75M +$1.16M +22,080 +13%
RJA
10
Raymond James & Associates
Florida
$9.71M +$505K +9,581 +5%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$8.86M -$52.4K -994 -0.6%
MFG
12
MTM Financial Group
Pennsylvania
$8.54M +$30.7K +582 +0.4%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$8.45M +$17.5K +333 +0.2%
SWA
14
Stratos Wealth Advisors
Ohio
$7.23M +$7.44M +141,147 New
Stifel Financial
15
Stifel Financial
Missouri
$4.54M +$1.31M +24,909 +39%
MCC
16
Money Concepts Capital
Florida
$4.41M +$4.55M +86,367 +272%
Osaic Holdings
17
Osaic Holdings
Arizona
$4.21M +$208K +3,945 +5%
JPLA
18
Joseph P. Lucia & Associates
New York
$2.38M +$476K +9,031 +24%
IWC
19
Integrated Wealth Concepts
Massachusetts
$2.34M +$2.08M +39,497 +637%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$1.87M -$35.6K -676 -2%
VWA
21
Visionary Wealth Advisors
Illinois
$1.81M +$1.86M +35,254 New
SPIA
22
Steward Partners Investment Advisory
New York
$1.78M +$105K +1,992 +6%
CFA
23
Cahill Financial Advisors
Minnesota
$1.72M -$16.8K -319 -0.9%
PA
24
PFG Advisors
Arizona
$1.7M +$143K +2,705 +9%
DWMG
25
DB Wealth Management Group
California
$1.67M -$7.32K -139 -0.4%

SDOG Hedge Fund Activity: Q1 2023 in Review

147 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q1 2023, worth a combined $440M — down 2% from $449M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SDOG positions and 14 closed out — a net gain of 3 holders — while 45 added to existing stakes and 36 trimmed.

The largest buyer was Stratos Wealth Advisors, opening a new position worth an estimated $7.44M. The largest seller was Del-Sette Capital Management, cutting an estimated $11.6M.

  • 147 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q1 2023, down from 150 in Q4 2022.
  • Funds reported $440M of ALPS Sector Dividend Dogs ETF stock for Q1 2023, down 2% quarter-over-quarter.
  • 17 funds opened new ALPS Sector Dividend Dogs ETF positions in Q1 2023 and 14 closed out, a net change of +3 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q1 2023 was Stratos Wealth Advisors, an estimated $7.44M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q1 2023 was Del-Sette Capital Management, an estimated $11.6M sold.

Based on aggregated 13F filings for Q1 2023.