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ALPS Sector Dividend Dogs ETF

148 hedge funds and large institutions have $864M invested in ALPS Sector Dividend Dogs ETF in 2018 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 47 increasing their positions, 52 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 6

25% more funds holding in top 10

Funds holding in top 10: 810 (+2)

15% more funds holding

Funds holding: 129148 (+19)

0.69% more ownership

Funds ownership: 37.53%38.22% (+0.69%)

1% less capital invested

Capital invested by funds: $875M → $864M (-$11.3M)

10% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 52

Holders
148
Holders Change
+19
Holders Change %
+14.73%
% of All Funds
3.39%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.23%
New
26
Increased
47
Reduced
52
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$147M -$7.01M -152,290 -4%
Morgan Stanley
2
Morgan Stanley
New York
$145M -$318K -6,912 -0.2%
UBS Group
3
UBS Group
Switzerland
$77.1M +$2.04M +44,396 +3%
Wells Fargo
4
Wells Fargo
California
$73.3M +$2.05M +44,570 +3%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$44.3M +$1.86M +40,410 +4%
BWM
6
BerganKDV Wealth Management
Minnesota
$28.6M -$997K -21,646 -3%
RJA
7
Raymond James & Associates
Florida
$23.7M +$3.59M +78,018 +17%
UCFA
8
United Capital Financial Advisors
Texas
$20.4M +$4.33K +94 +0%
CCP
9
Cardan Capital Partners
Colorado
$19.7M +$1.98M +43,049 +11%
MIAN
10
Mariner Independent Advisor Network
Kansas
$19.1M +$12.8M +277,202 +172%
LPL Financial
11
LPL Financial
California
$18.4M -$19.6K -426 -0.1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$17.1M +$929K +20,183 +5%
PMG
13
ProVise Management Group
Florida
$14.1M -$188K -4,087 -1%
HCM
14
Hengehold Capital Management
Ohio
$13.5M +$496K +10,780 +4%
MML Investors Services
15
MML Investors Services
Massachusetts
$12.4M +$371K +8,060 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$12.2M +$469K +10,177 +4%
NEIRG
17
New England Investment & Retirement Group
Massachusetts
$12.1M +$88.1K +1,914 +0.7%
FIM
18
Frontier Investment Management
Texas
$10.8M +$903K +19,611 +9%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$8.46M -$2.89M -62,869 -25%
GLA
20
Good Life Advisors
Pennsylvania
$8.4M +$727K +15,798 +9%
Ameriprise
21
Ameriprise
Minnesota
$7.69M -$497K -10,801 -6%
HighTower Advisors
22
HighTower Advisors
Illinois
$6.73M -$507K -11,012 -7%
MWA
23
MFA Wealth Advisors
Pennsylvania
$6.1M +$1.73M +37,646 +37%
MAS
24
Madden Advisory Services
Florida
$5.68M -$80.1K -1,740 -1%
AG
25
Advisor Group
Arizona
$5.17M -$1.41M -30,595 -21%

SDOG Hedge Fund Activity: Q1 2018 in Review

148 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q1 2018, worth a combined $864M — down 1.3% from $875M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new SDOG positions and 6 closed out — a net gain of 20 holders — while 47 added to existing stakes and 52 trimmed.

The largest buyer was Mariner Independent Advisor Network, adding an estimated $12.8M. The largest seller was Bank of America, cutting an estimated $7.01M.

  • 148 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q1 2018, up from 129 in Q4 2017.
  • Funds reported $864M of ALPS Sector Dividend Dogs ETF stock for Q1 2018, down 1.3% quarter-over-quarter.
  • 26 funds opened new ALPS Sector Dividend Dogs ETF positions in Q1 2018 and 6 closed out, a net change of +20 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q1 2018 was Mariner Independent Advisor Network, an estimated $12.8M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q1 2018 was Bank of America, an estimated $7.01M sold.

Based on aggregated 13F filings for Q1 2018.