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ALPS Sector Dividend Dogs ETF

148 hedge funds and large institutions have $851M invested in ALPS Sector Dividend Dogs ETF in 2018 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 54 increasing their positions, 40 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 14

35% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 40

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

6% more capital invested

Capital invested by funds: $807M → $851M (+$44.8M)

4% more funds holding

Funds holding: 142148 (+6)

0.57% more ownership

Funds ownership: 37.02%37.59% (+0.57%)

Holders
148
Holders Change
+6
Holders Change %
+4.23%
% of All Funds
3.38%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.18%
New
21
Increased
54
Reduced
40
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$151M -$3.64M -79,572 -2%
Bank of America
2
Bank of America
North Carolina
$141M -$7.63M -166,706 -5%
UBS Group
3
UBS Group
Switzerland
$76.8M -$638K -13,947 -0.8%
Wells Fargo
4
Wells Fargo
California
$76.6M +$2.51M +54,736 +3%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$46.8M +$229 +5 +0%
BWM
6
BerganKDV Wealth Management
Minnesota
$28.2M -$1.43M -31,162 -5%
RJA
7
Raymond James & Associates
Florida
$26.9M +$756K +16,526 +3%
UCFA
8
United Capital Financial Advisors
Texas
$21.6M +$200K +4,365 +0.9%
CCP
9
Cardan Capital Partners
Colorado
$20.5M +$127K +2,774 +0.6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$19.6M +$824K +17,993 +4%
LPL Financial
11
LPL Financial
California
$19.1M -$314K -6,867 -2%
HCM
12
Hengehold Capital Management
Ohio
$14.6M +$170K +3,706 +1%
PMG
13
ProVise Management Group
Florida
$14.4M -$28.9K -632 -0.2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$11.9M +$1.12M +24,383 +10%
GLA
15
Good Life Advisors
Pennsylvania
$9.94M +$682K +14,903 +7%
MML Investors Services
16
MML Investors Services
Massachusetts
$9.91M -$665K -14,531 -6%
FIM
17
Frontier Investment Management
Texas
$9.66M +$1.64M +35,721 +20%
MIAN
18
Mariner Independent Advisor Network
Kansas
$7.98M +$7.96M +173,980 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$7.88M -$1.01M -22,146 -11%
Ameriprise
20
Ameriprise
Minnesota
$7.42M +$429K +9,364 +6%
MWA
21
MFA Wealth Advisors
Pennsylvania
$6.46M +$188K +4,118 +3%
Jane Street
22
Jane Street
New York
$6.46M +$4.49M +98,190 +231%
BTS
23
BB&T Securities
Virginia
$6.01M -$1.26M -27,621 -17%
MAS
24
Madden Advisory Services
Florida
$5.36M -$147K -3,221 -3%
GAM
25
Gemmer Asset Management
California
$4.89M +$420K +9,184 +9%

SDOG Hedge Fund Activity: Q3 2018 in Review

148 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2018, worth a combined $851M — up 5.5% from $807M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SDOG positions and 14 closed out — a net gain of 7 holders — while 54 added to existing stakes and 40 trimmed.

The largest buyer was Mariner Independent Advisor Network, opening a new position worth an estimated $7.96M. The largest seller was Bank of America, cutting an estimated $7.63M.

  • 148 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2018, up from 142 in Q2 2018.
  • Funds reported $851M of ALPS Sector Dividend Dogs ETF stock for Q3 2018, up 5.5% quarter-over-quarter.
  • 21 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2018 and 14 closed out, a net change of +7 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2018 was Mariner Independent Advisor Network, an estimated $7.96M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2018 was Bank of America, an estimated $7.63M sold.

Based on aggregated 13F filings for Q3 2018.