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ALPS Sector Dividend Dogs ETF

51 hedge funds and large institutions have $449M invested in ALPS Sector Dividend Dogs ETF in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

127% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 11

26% more capital invested

Capital invested by funds: $356M → $449M (+$93.3M)

13% more funds holding

Funds holding: 4551 (+6)

1.92% more ownership

Funds ownership: 36.13%38.05% (+1.9%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
51
Holders Change
+6
Holders Change %
+13.33%
% of All Funds
1.48%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
8
Increased
25
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$146M +$5M +133,117 +51%
Morgan Stanley
2
Morgan Stanley
New York
$74.7M +$26.3M +701,811 +54%
Bank of America
3
Bank of America
North Carolina
$64.3M +$8.92M +237,666 +16%
U
4
UBS
Switzerland
$29.3M +$3M +79,971 +11%
Wells Fargo
5
Wells Fargo
California
$27.5M +$1.67M +44,405 +6%
HCM
6
Hengehold Capital Management
Ohio
$25.6M +$579K +15,428 +2%
BUB
7
BBVA USA Bancshares
Texas
$21.9M +$233K +6,202 +1%
MAS
8
Madden Advisory Services
Florida
$11.5M -$1.16M -30,897 -9%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$8.96M +$1.84M +48,925 +26%
PMG
10
ProVise Management Group
Florida
$7.02M +$1.32M +35,217 +23%
LPL Financial
11
LPL Financial
California
$6.91M +$122K +3,249 +2%
RJA
12
Raymond James & Associates
Florida
$4.03M -$137K -3,649 -3%
CFA
13
Cahill Financial Advisors
Minnesota
$2.44M +$244K +6,502 +11%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.29M +$1.22M +32,534 +112%
Ameriprise
15
Ameriprise
Minnesota
$2.11M +$731K +19,476 +52%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.01M +$690K +18,377 +52%
NA
17
Nottingham Advisors
New York
$1.94M +$19.7K +525 +1%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.9M -$95.6K -2,546 -5%
Stifel Financial
19
Stifel Financial
Missouri
$1.25M -$1.27M -33,766 -50%
B
20
Baird
Wisconsin
$963K +$40.6K +1,081 +4%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$929K +$477K +12,699 +104%
DG
22
Davidson & Garrard
Virginia
$746K +$3.75K +100 +0.5%
BFIM
23
Beese Fulmer Investment Management
Ohio
$617K
CA
24
Cetera Advisors
Colorado
$387K -$200K -5,319 -34%
MMA
25
Miracle Mile Advisors
California
$376K +$379K +10,100 New

SDOG Hedge Fund Activity: Q3 2014 in Review

51 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2014, worth a combined $449M — up 26% from $356M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SDOG positions and 2 closed out — a net gain of 6 holders — while 25 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.3M. The largest seller was Stifel Financial, cutting an estimated $1.27M.

  • 51 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2014, up from 45 in Q2 2014.
  • Funds reported $449M of ALPS Sector Dividend Dogs ETF stock for Q3 2014, up 26% quarter-over-quarter.
  • 8 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2014 and 2 closed out, a net change of +6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2014 was Morgan Stanley, an estimated $26.3M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2014 was Stifel Financial, an estimated $1.27M sold.

Based on aggregated 13F filings for Q3 2014.