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ALPS Sector Dividend Dogs ETF

63 hedge funds and large institutions have $410M invested in ALPS Sector Dividend Dogs ETF in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 23

4.96% less ownership

Funds ownership: 39.17%34.22% (-5%)

6% less funds holding

Funds holding: 6763 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

31% less capital invested

Capital invested by funds: $591M → $410M (-$182M)

Holders
63
Holders Change
-4
Holders Change %
-5.97%
% of All Funds
1.7%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
8
Increased
24
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$81.4M -$3.97M -103,851 -4%
Morgan Stanley
2
Morgan Stanley
New York
$80.5M -$9.78M -256,124 -10%
UBS Group
3
UBS Group
Switzerland
$52.1M +$996K +26,086 +2%
Wells Fargo
4
Wells Fargo
California
$36.8M -$1.81M -47,471 -5%
HCM
5
Hengehold Capital Management
Ohio
$23.9M +$233K +6,114 +0.9%
UCFA
6
United Capital Financial Advisors
Texas
$16.7M -$547K -14,316 -3%
SFWA
7
Summit Financial Wealth Advisors
Louisiana
$16.3M -$26.2K -685 -0.2%
BTS
8
BB&T Securities
Virginia
$15.5M +$2.69M +70,436 +20%
RJA
9
Raymond James & Associates
Florida
$13.7M -$1.34M -35,111 -9%
PMG
10
ProVise Management Group
Florida
$8.55M +$432K +11,319 +5%
LPL Financial
11
LPL Financial
California
$8.23M -$1.7M -44,549 -17%
MAS
12
Madden Advisory Services
Florida
$6.73M -$638K -16,699 -8%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$6.56M +$867K +22,720 +15%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$4.02M +$855K +22,398 +26%
SI
15
Stephens Inc
Arkansas
$4.02M +$176K +4,605 +4%
NA
16
Nottingham Advisors
New York
$2.83M -$107K -2,808 -4%
Ameriprise
17
Ameriprise
Minnesota
$2.82M +$226K +5,914 +8%
Stifel Financial
18
Stifel Financial
Missouri
$2.79M -$933K -24,428 -24%
Jane Street
19
Jane Street
New York
$2.73M +$2.84M +74,474 New
CFA
20
Cahill Financial Advisors
Minnesota
$2.62M -$6.61K -173 -0.2%
GCA
21
Greenwood Capital Associates
South Carolina
$2.16M +$436K +11,423 +24%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$2.03M +$2.12M +55,417 New
SWA
23
SFMG Wealth Advisors
Texas
$1.27M -$1.36M -35,702 -51%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.18M +$1.23M +32,120 New
AIG
25
American International Group
New York
$1.11M +$152K +3,992 +15%

SDOG Hedge Fund Activity: Q2 2015 in Review

63 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q2 2015, worth a combined $410M — down 31% from $591M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SDOG and 8 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 24 added.

The largest buyer was Jane Street, opening a new position worth an estimated $2.84M. The largest seller was BBVA USA Bancshares, exiting entirely with an estimated $17.4M sold.

  • 63 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q2 2015, down from 67 in Q1 2015.
  • Funds reported $410M of ALPS Sector Dividend Dogs ETF stock for Q2 2015, down 31% quarter-over-quarter.
  • 8 funds opened new ALPS Sector Dividend Dogs ETF positions in Q2 2015 and 10 closed out, a net change of -2 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q2 2015 was Jane Street, an estimated $2.84M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q2 2015 was BBVA USA Bancshares, an estimated $17.4M sold.

Based on aggregated 13F filings for Q2 2015.