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ALPS Sector Dividend Dogs ETF

65 hedge funds and large institutions have $333M invested in ALPS Sector Dividend Dogs ETF in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

3% more funds holding

Funds holding: 6365 (+2)

0.43% more ownership

Funds ownership: 34.22%34.65% (+0.43%)

19% less capital invested

Capital invested by funds: $410M → $333M (-$76.4M)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

Holders
65
Holders Change
+2
Holders Change %
+3.17%
% of All Funds
1.81%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
13
Increased
17
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$59.7M -$16.3M -457,018 -21%
Morgan Stanley
2
Morgan Stanley
New York
$58.4M -$16.8M -471,052 -21%
UBS Group
3
UBS Group
Switzerland
$38.6M -$10M -281,273 -20%
Wells Fargo
4
Wells Fargo
California
$25.7M -$8.73M -244,930 -24%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$18.2M +$19.2M +538,806 New
HCM
6
Hengehold Capital Management
Ohio
$16.5M -$5.82M -163,433 -25%
UCFA
7
United Capital Financial Advisors
Texas
$15.3M -$91.5K -2,569 -0.6%
ACM
8
Aviance Capital Management
Florida
$14.9M +$15.7M +441,338 New
SFWA
9
Summit Financial Wealth Advisors
Louisiana
$12.9M -$2.22M -62,175 -14%
PMG
10
ProVise Management Group
Florida
$7.85M -$49.2K -1,382 -0.6%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$6.65M +$624K +17,504 +10%
LPL Financial
12
LPL Financial
California
$6M -$1.95M -54,657 -24%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$5.82M +$2.21M +62,130 +57%
MAS
14
Madden Advisory Services
Florida
$5.47M -$781K -21,909 -12%
RJA
15
Raymond James & Associates
Florida
$4.83M -$8.21M -230,375 -62%
Goldman Sachs
16
Goldman Sachs
New York
$4.34M +$4.56M +128,083 New
Ameriprise
17
Ameriprise
Minnesota
$2.78M +$175K +4,916 +6%
NA
18
Nottingham Advisors
New York
$2.7M +$88.8K +2,491 +3%
CFA
19
Cahill Financial Advisors
Minnesota
$2.48M +$68.2K +1,914 +3%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.19M +$335K +9,402 +17%
Stifel Financial
21
Stifel Financial
Missouri
$2.13M -$488K -13,692 -18%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.89M +$1.99M +55,836 New
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.25M +$168K +4,717 +15%
SWA
24
SFMG Wealth Advisors
Texas
$1.18M
Jane Street
25
Jane Street
New York
$1.09M -$1.51M -42,332 -57%

SDOG Hedge Fund Activity: Q3 2015 in Review

65 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2015, worth a combined $333M — down 19% from $410M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SDOG positions and 9 closed out — a net gain of 4 holders — while 17 added to existing stakes and 25 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $19.2M. The largest seller was Morgan Stanley, cutting an estimated $16.8M.

  • 65 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2015, up from 63 in Q2 2015.
  • Funds reported $333M of ALPS Sector Dividend Dogs ETF stock for Q3 2015, down 19% quarter-over-quarter.
  • 13 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2015 and 9 closed out, a net change of +4 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2015 was Janney Montgomery Scott, an estimated $19.2M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2015 was Morgan Stanley, an estimated $16.8M sold.

Based on aggregated 13F filings for Q3 2015.