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ALPS Sector Dividend Dogs ETF
SDOG

118 hedge funds and large institutions have $298M invested in ALPS Sector Dividend Dogs ETF in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 26 increasing their positions, 44 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 10

19% more capital invested

Capital invested by funds: $251M → $298M (+$47.7M)

9% more funds holding

Funds holding: 108 → 118 (+10)

1.83% more ownership

Funds ownership: 27.4% → 29.23% (+1.8%)

41% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 44

Holders
118
Holders Change
+10
Holders Change %
+9.26%
% of All Funds
2.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
26
Reduced
44
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.54M
2
Wells Fargo
Wells Fargo
California
+$3.56M
3
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
+$1.79M
4
AAM
Advisors Asset Management
Colorado
+$1.77M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$1.2M

Top Sellers

1
VF
Virtu Financial
New York
-$2.52M
2
Morgan Stanley
Morgan Stanley
New York
-$2.5M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.49M
4
TRCT
Tower Research Capital (TRC)
New York
-$1.39M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$886K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$58M -$699K -16,620 -1%
Morgan Stanley
2
Morgan Stanley
New York
$50.2M -$2.5M -59,575 -5%
Wells Fargo
3
Wells Fargo
California
$33.9M +$3.56M +84,783 +13%
UCFA
4
United Capital Financial Advisors
Texas
$24.6M +$187K +4,459 +0.8%
UBS Group
5
UBS Group
Switzerland
$19.9M +$270K +6,416 +1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$13.7M +$5.54M +131,721 +75%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$12.3M -$876K -20,830 -7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.24M +$110K +2,621 +1%
LPL Financial
9
LPL Financial
California
$7.7M -$321K -7,626 -4%
RJA
10
Raymond James & Associates
Florida
$6.2M -$309K -7,342 -5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$5.8M +$246K +5,852 +5%
Osaic Holdings
12
Osaic Holdings
Arizona
$2.92M -$208K -4,948 -7%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.65M -$886K -21,075 -26%
Ameriprise
14
Ameriprise
Minnesota
$2.44M -$103K -2,456 -4%
CAPTRUST Financial Advisors
15
CAPTRUST Financial Advisors
North Carolina
$2.18M +$1.79M +42,568 +674%
AAM
16
Advisors Asset Management
Colorado
$1.87M +$1.77M +41,991 New
CFA
17
Cahill Financial Advisors
Minnesota
$1.84M -$394K -9,377 -19%
LWAC
18
Laurel Wealth Advisors (California)
California
$1.67M -$15K -357 -0.9%
AF
19
Allworth Financial
California
$1.61M +$144K +3,415 +10%
VF
20
Virtu Financial
New York
$1.58M -$2.52M -59,835 -63%
Stifel Financial
21
Stifel Financial
Missouri
$1.51M +$15.7K +373 +1%
RT
22
Rockland Trust
Massachusetts
$1.46M -$184K -4,375 -12%
JPLA
23
Joseph P. Lucia & Associates
New York
$1.44M -$138K -3,280 -9%
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.39M -$6.3K -150 -0.5%
IRC
25
Investors Research Corp
Georgia
$1.33M -$11.8K -280 -0.9%
1
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SDOG Hedge Fund Activity: Q4 2020 in Review

118 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2020, worth a combined $298M — up 19% from $251M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SDOG positions and 10 closed out — a net gain of 13 holders — while 26 added to existing stakes and 44 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.54M. The largest seller was Virtu Financial, cutting an estimated $2.52M.

  • 118 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2020, up from 108 in Q3 2020.
  • Funds reported $298M of ALPS Sector Dividend Dogs ETF stock for Q4 2020, up 19% quarter-over-quarter.
  • 23 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2020 and 10 closed out, a net change of +13 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2020 was Royal Bank of Canada, an estimated $5.54M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2020 was Virtu Financial, an estimated $2.52M sold.

Based on aggregated 13F filings for Q4 2020.