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ALPS Sector Dividend Dogs ETF

58 hedge funds and large institutions have $557M invested in ALPS Sector Dividend Dogs ETF in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 8

129% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 7

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

24% more capital invested

Capital invested by funds: $449M → $557M (+$108M)

14% more funds holding

Funds holding: 5158 (+7)

0.35% less ownership

Funds ownership: 38.05%37.7% (-0.35%)

Holders
58
Holders Change
+7
Holders Change %
+13.73%
% of All Funds
1.55%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
16
Increased
25
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$168M +$1.85M +48,935 +12%
Morgan Stanley
2
Morgan Stanley
New York
$93.6M +$17.2M +455,286 +23%
Bank of America
3
Bank of America
North Carolina
$64.4M -$1.3M -34,316 -2%
UBS Group
4
UBS Group
Switzerland
$50.9M +$50.7M +1,339,168 New
Wells Fargo
5
Wells Fargo
California
$36.5M +$8.42M +222,643 +30%
HCM
6
Hengehold Capital Management
Ohio
$25.9M -$157K -4,145 -0.6%
BUB
7
BBVA USA Bancshares
Texas
$19.3M -$2.97M -78,593 -13%
SFWA
8
Summit Financial Wealth Advisors
Louisiana
$15.6M +$15.6M +411,178 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$11.8M +$2.65M +70,171 +29%
MAS
10
Madden Advisory Services
Florida
$9.55M -$2.16M -57,090 -19%
RJA
11
Raymond James & Associates
Florida
$9.02M +$4.88M +128,898 +119%
LPL Financial
12
LPL Financial
California
$8.43M +$1.28M +33,928 +18%
PMG
13
ProVise Management Group
Florida
$8.1M +$925K +24,446 +13%
SI
14
Stephens Inc
Arkansas
$3.97M +$3.95M +104,355 New
NA
15
Nottingham Advisors
New York
$2.91M +$907K +23,965 +46%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.79M +$1.83M +48,499 +194%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.71M +$660K +17,445 +32%
CFA
18
Cahill Financial Advisors
Minnesota
$2.71M +$223K +5,891 +9%
Stifel Financial
19
Stifel Financial
Missouri
$2.68M +$1.39M +36,699 +109%
Ameriprise
20
Ameriprise
Minnesota
$2.26M +$109K +2,892 +5%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$1.76M -$184K -4,862 -10%
MMA
22
Miracle Mile Advisors
California
$1.36M +$971K +25,655 +254%
SWA
23
SFMG Wealth Advisors
Texas
$1.18M +$1.17M +31,032 New
CAS
24
Cue Advisory Services
Arizona
$1.05M +$1.05M +27,650 New
VC
25
Vicus Capital
Pennsylvania
$1.04M +$1.04M +27,404 New

SDOG Hedge Fund Activity: Q4 2014 in Review

58 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2014, worth a combined $557M — up 24% from $449M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SDOG positions and 7 closed out — a net gain of 9 holders — while 25 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $17.2M. The largest seller was BBVA USA Bancshares, cutting an estimated $2.97M.

  • 58 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2014, up from 51 in Q3 2014.
  • Funds reported $557M of ALPS Sector Dividend Dogs ETF stock for Q4 2014, up 24% quarter-over-quarter.
  • 16 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2014 and 7 closed out, a net change of +9 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2014 was Morgan Stanley, an estimated $17.2M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2014 was BBVA USA Bancshares, an estimated $2.97M sold.

Based on aggregated 13F filings for Q4 2014.