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ALPS Sector Dividend Dogs ETF

148 hedge funds and large institutions have $647M invested in ALPS Sector Dividend Dogs ETF in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 45 increasing their positions, 51 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

20% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 15

6% more capital invested

Capital invested by funds: $608M → $647M (+$38.3M)

0.94% more ownership

Funds ownership: 35.39%36.33% (+0.94%)

1% more funds holding

Funds holding: 147148 (+1)

12% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 51

Holders
148
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
2.92%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.12%
New
18
Increased
45
Reduced
51
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$113M -$5.38M -119,250 -5%
Bank of America
2
Bank of America
North Carolina
$89.7M -$3.73M -82,663 -4%
Wells Fargo
3
Wells Fargo
California
$56.2M -$2.39M -53,050 -4%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$54.8M +$1.86M +41,220 +4%
UBS Group
5
UBS Group
Switzerland
$45.3M -$918K -20,355 -2%
UCFA
6
United Capital Financial Advisors
Texas
$23.8M +$302K +6,702 +1%
LPL Financial
7
LPL Financial
California
$23.2M +$853K +18,912 +4%
FIM
8
Frontier Investment Management
Texas
$17.7M +$3.95M +87,565 +30%
RJA
9
Raymond James & Associates
Florida
$16.1M +$767K +16,994 +5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$15.8M -$2.49M -55,266 -14%
BWM
11
BerganKDV Wealth Management
Minnesota
$14.9M -$423K -9,384 -3%
PMG
12
ProVise Management Group
Florida
$13.5M -$857 -19 -0%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$11M +$4.7M +104,247 +80%
DAS
14
Dynamic Advisor Solutions
Arizona
$8.59M -$540K -11,977 -6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$8.43M -$296K -6,572 -4%
CCP
16
Cardan Capital Partners
Colorado
$8.15M +$189K +4,192 +2%
GLA
17
Good Life Advisors
Pennsylvania
$7.31M +$66.9K +1,483 +1%
JP Morgan Chase
18
JP Morgan Chase
New York
$6.45M +$380K +8,424 +7%
GAM
19
Gemmer Asset Management
California
$6.14M -$19K -422 -0.3%
SPIA
20
Steward Partners Investment Advisory
New York
$5.45M +$46.3K +1,027 +0.9%
Ameriprise
21
Ameriprise
Minnesota
$4.21M +$157K +3,484 +4%
PA
22
PFG Advisors
Arizona
$4.11M +$248K +5,489 +7%
HCP
23
Holt Capital Partners
Texas
$3.92M +$123K +2,730 +3%
MAS
24
Madden Advisory Services
Florida
$3.76M -$144K -3,194 -4%
Qube Research & Technologies (QRT)
25
Qube Research & Technologies (QRT)
United Kingdom
$3.68M +$3.55M +78,609 New

SDOG Hedge Fund Activity: Q4 2019 in Review

148 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2019, worth a combined $647M — up 6.3% from $608M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SDOG positions and 15 closed out — a net gain of 3 holders — while 45 added to existing stakes and 51 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $4.7M. The largest seller was Morgan Stanley, cutting an estimated $5.38M.

  • 148 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2019, up from 147 in Q3 2019.
  • Funds reported $647M of ALPS Sector Dividend Dogs ETF stock for Q4 2019, up 6.3% quarter-over-quarter.
  • 18 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2019 and 15 closed out, a net change of +3 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2019 was Raymond James Financial Services Advisors, an estimated $4.7M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2019 was Morgan Stanley, an estimated $5.38M sold.

Based on aggregated 13F filings for Q4 2019.