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ALPS Sector Dividend Dogs ETF

139 hedge funds and large institutions have $410M invested in ALPS Sector Dividend Dogs ETF in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 35 increasing their positions, 47 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.7% less ownership

Funds ownership: 36.24%34.54% (-1.7%)

5% less funds holding

Funds holding: 147139 (-8)

7% less capital invested

Capital invested by funds: $440M → $410M (-$30.1M)

26% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 47

35% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 20

Holders
139
Holders Change
-8
Holders Change %
-5.44%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
35
Reduced
47
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$79M +$3.4M +68,327 +5%
Morgan Stanley
2
Morgan Stanley
New York
$66.1M -$22.4M -450,080 -25%
Wells Fargo
3
Wells Fargo
California
$45.8M -$7.34M -147,337 -14%
UBS Group
4
UBS Group
Switzerland
$23M -$550K -11,036 -2%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$19.4M +$2.69M +54,012 +16%
UCFA
6
United Capital Financial Advisors
Texas
$17.4M +$29K +582 +0.2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$15.5M -$3.14K -63 -0%
DSCM
8
Del-Sette Capital Management
New York
$15.3M -$175K -3,509 -1%
LPL Financial
9
LPL Financial
California
$14.1M +$745K +14,940 +6%
RJA
10
Raymond James & Associates
Florida
$9.56M +$90.5K +1,817 +1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$8.73M +$83K +1,666 +1%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$8.42M +$167K +3,358 +2%
MFG
13
MTM Financial Group
Pennsylvania
$8.28M -$54.5K -1,094 -0.7%
SWA
14
Stratos Wealth Advisors
Ohio
$6.75M -$303K -6,089 -4%
Ameriprise
15
Ameriprise
Minnesota
$6.19M -$3.32M -66,669 -35%
Stifel Financial
16
Stifel Financial
Missouri
$3.64M -$792K -15,893 -18%
Osaic Holdings
17
Osaic Holdings
Arizona
$2.7M -$1.4M -28,088 -34%
JPLA
18
Joseph P. Lucia & Associates
New York
$2.31M -$20.6K -414 -0.9%
IWC
19
Integrated Wealth Concepts
Massachusetts
$2.29M +$10.4K +208 +0.5%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$2.03M +$206K +4,125 +11%
CFA
21
Cahill Financial Advisors
Minnesota
$1.79M +$118K +2,363 +7%
SPIA
22
Steward Partners Investment Advisory
New York
$1.66M -$73.2K -1,469 -4%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.61M +$176K +3,528 +12%
MCC
24
Money Concepts Capital
Florida
$1.59M -$4.3M -86,257 -73%
PA
25
PFG Advisors
Arizona
$1.5M -$154K -3,090 -9%

SDOG Hedge Fund Activity: Q2 2023 in Review

139 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q2 2023, worth a combined $410M — down 6.9% from $440M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of SDOG and 13 opened new positions — a net loss of 7 holders — while 47 trimmed existing stakes and 35 added.

The largest buyer was Bank of America, adding an estimated $3.4M. The largest seller was Morgan Stanley, cutting an estimated $22.4M.

  • 139 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q2 2023, down from 147 in Q1 2023.
  • Funds reported $410M of ALPS Sector Dividend Dogs ETF stock for Q2 2023, down 6.9% quarter-over-quarter.
  • 13 funds opened new ALPS Sector Dividend Dogs ETF positions in Q2 2023 and 20 closed out, a net change of -7 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q2 2023 was Bank of America, an estimated $3.4M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q2 2023 was Morgan Stanley, an estimated $22.4M sold.

Based on aggregated 13F filings for Q2 2023.