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ALPS Sector Dividend Dogs ETF

147 hedge funds and large institutions have $608M invested in ALPS Sector Dividend Dogs ETF in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 59 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.81% less ownership

Funds ownership: 36.2%35.39% (-0.81%)

3% less funds holding

Funds holding: 152147 (-5)

9% less capital invested

Capital invested by funds: $665M → $608M (-$57.1M)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

27% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 59

31% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 16

Holders
147
Holders Change
-5
Holders Change %
-3.29%
% of All Funds
3.22%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
11
Increased
43
Reduced
59
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$111M -$5.58M -129,354 -5%
Bank of America
2
Bank of America
North Carolina
$87.6M -$15.7M -362,706 -15%
Wells Fargo
3
Wells Fargo
California
$54.9M -$2.35M -54,392 -4%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$49.5M +$248K +5,749 +0.5%
UBS Group
5
UBS Group
Switzerland
$43.3M -$8.65M -200,296 -17%
UCFA
6
United Capital Financial Advisors
Texas
$22M +$454K +10,512 +2%
LPL Financial
7
LPL Financial
California
$20.9M +$124K +2,871 +0.6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$17.2M -$891K -20,648 -5%
BWM
9
BerganKDV Wealth Management
Minnesota
$14.4M -$89.4K -2,072 -0.6%
RJA
10
Raymond James & Associates
Florida
$14.4M -$687K -15,905 -5%
FIM
11
Frontier Investment Management
Texas
$12.7M +$3.17M +73,436 +34%
PMG
12
ProVise Management Group
Florida
$12.6M -$216K -4,997 -2%
DAS
13
Dynamic Advisor Solutions
Arizona
$8.56M -$6.89M -159,725 -45%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$8.18M -$683K -15,811 -8%
CCP
15
Cardan Capital Partners
Colorado
$7.45M +$68.7K +1,591 +0.9%
GLA
16
Good Life Advisors
Pennsylvania
$6.8M -$4.07M -94,244 -38%
GAM
17
Gemmer Asset Management
California
$5.76M +$234K +5,429 +4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$5.72M -$945K -21,896 -14%
JP Morgan Chase
19
JP Morgan Chase
New York
$5.67M +$208K +4,828 +4%
SPIA
20
Steward Partners Investment Advisory
New York
$5.06M -$267K -6,183 -5%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$4.42M +$3.9M +90,425 +864%
Goldman Sachs
22
Goldman Sachs
New York
$4.05M +$518K +11,997 +15%
MML Investors Services
23
MML Investors Services
Massachusetts
$3.85M +$211K +4,881 +6%
Ameriprise
24
Ameriprise
Minnesota
$3.79M -$362K -8,393 -9%
MAS
25
Madden Advisory Services
Florida
$3.66M -$418K -9,677 -10%

SDOG Hedge Fund Activity: Q3 2019 in Review

147 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2019, worth a combined $608M — down 8.6% from $665M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of SDOG and 11 opened new positions — a net loss of 5 holders — while 59 trimmed existing stakes and 43 added.

The largest buyer was Susquehanna International Group, adding an estimated $3.9M. The largest seller was Bank of America, cutting an estimated $15.7M.

  • 147 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2019, down from 152 in Q2 2019.
  • Funds reported $608M of ALPS Sector Dividend Dogs ETF stock for Q3 2019, down 8.6% quarter-over-quarter.
  • 11 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2019 and 16 closed out, a net change of -5 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2019 was Susquehanna International Group, an estimated $3.9M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2019 was Bank of America, an estimated $15.7M sold.

Based on aggregated 13F filings for Q3 2019.