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ALPS Sector Dividend Dogs ETF

136 hedge funds and large institutions have $440M invested in ALPS Sector Dividend Dogs ETF in 2023 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 33 increasing their positions, 46 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 14

19% more capital invested

Capital invested by funds: $369M → $440M (+$71.8M)

5% more funds holding

Funds holding: 130136 (+6)

4.61% more ownership

Funds ownership: 33.81%38.42% (+4.6%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

28% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 46

Holders
136
Holders Change
+6
Holders Change %
+4.62%
% of All Funds
1.98%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
33
Reduced
46
Closed
14
Calls
$302K
Puts
Net Calls
+$302K
Net Calls Change
+$302K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$121M +$51.5M +1,078,553 +85%
Bank of America
2
Bank of America
North Carolina
$86.1M +$5.49M +115,011 +7%
Wells Fargo
3
Wells Fargo
California
$44.7M +$373K +7,822 +0.9%
UBS Group
4
UBS Group
Switzerland
$22.3M -$695K -14,566 -3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$19M -$731K -15,313 -4%
DSCM
6
Del-Sette Capital Management
New York
$18.4M +$2.61M +54,771 +18%
LPL Financial
7
LPL Financial
California
$11.5M -$2.24M -46,966 -17%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$8.25M -$742K -15,555 -9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.93M -$7.53M -157,867 -50%
RJA
10
Raymond James & Associates
Florida
$7.29M -$2.2M -46,195 -25%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$7.13M -$1.77M -37,025 -21%
MFG
12
MTM Financial Group
Pennsylvania
$6.99M -$1.28M -26,900 -16%
UCFA
13
United Capital Financial Advisors
Texas
$4.66M -$12.4M -259,245 -74%
Osaic Holdings
14
Osaic Holdings
Arizona
$4.11M -$126K -2,631 -3%
DAS
15
Dynamic Advisor Solutions
Arizona
$3.25M +$3M +62,930 New
Ameriprise
16
Ameriprise
Minnesota
$3.17M -$1.97M -41,196 -40%
Stifel Financial
17
Stifel Financial
Missouri
$3M -$69.1K -1,448 -2%
CICC
18
Capital Investment Counsel (Colorado)
Colorado
$2.53M +$2.35M +49,343 New
IWC
19
Integrated Wealth Concepts
Massachusetts
$2.37M +$2.15K +45 +0.1%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$2.26M -$76.9K -1,612 -4%
JPLA
21
Joseph P. Lucia & Associates
New York
$2.25M -$64.9K -1,361 -3%
MWM
22
Meridian Wealth Management
Kentucky
$2.11M +$1.96M +41,116 New
CFA
23
Cahill Financial Advisors
Minnesota
$1.83M -$17K -357 -1%
AWM
24
Apollon Wealth Management
South Carolina
$1.72M +$420K +8,794 +35%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.62M -$30.4K -637 -2%

SDOG Hedge Fund Activity: Q4 2023 in Review

136 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2023, worth a combined $440M — up 19% from $369M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SDOG positions and 14 closed out — a net gain of 7 holders — while 33 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $51.5M. The largest seller was United Capital Financial Advisors, cutting an estimated $12.4M.

  • 136 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2023, up from 130 in Q3 2023.
  • Funds reported $440M of ALPS Sector Dividend Dogs ETF stock for Q4 2023, up 19% quarter-over-quarter.
  • 21 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2023 and 14 closed out, a net change of +7 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2023 was Morgan Stanley, an estimated $51.5M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2023 was United Capital Financial Advisors, an estimated $12.4M sold.

Based on aggregated 13F filings for Q4 2023.